130 Sentences With "prospectuses" | Random Sentence Generator

Prospectuses are complex, and few of us fully understand them.

These costs, commonly buried in prospectuses and fine print, can erode portfolio values.

Fund prospectuses, as well as quarterly and annual reports, also were never translated.

In each case firms will simply have to disclose this clearly in their prospectuses.

PW: Ownership percentages [outside of Wing] are hard to get, other than in IPO prospectuses.

And amid all the billing statements, spreadsheets and mind-numbing prospectuses, some big stories emerged.

Below are some of the biggest listing hopefuls with details of their IPO plans from their prospectuses.

Click here for a scrollable stack of 83 IPO prospectuses from the tech bubble of 1999-2000.

"It is hard to imagine two parties offering more different prospectuses to the British population," Johnson told CNBC.

Nye used the extensive discovery period to acquire and analyze tax records, prospectuses, SEC filings, internal audits, insurance documents, and more.

That caused Ginnie Mae, which stands for the Government National Mortgage Association, to publish false and misleading prospectuses, the SEC said.

Apparently investors love to read IPO prospectuses in August, because both Peloton and WeWork unveiled their S-1 filings last month.

A few more weeks of this and investors might start to see some of those richly valued venture-backed companies filing their prospectuses.

Mutual funds and exchange-traded funds come with prospectuses, informative booklets with everything you need to know about your investment's fees and objectives.

The advisers did not disclose the conflict of interest to the funds' board of directors or in the funds' prospectuses, the SEC said.

But the May uptick, combined with Twilio and Line's prospectuses, seems to have convinced some venture capitalists that their fortunes are about to change.

Mutual funds and exchange traded funds come with prospectuses, an informative booklet with everything you need to know about your investment's fees and objectives.

It is tempting to think that, when policies sold on dodgy prospectuses start to fail, lied-to supporters might see the error of their ways.

And it is also true that the fund prospectuses warn bluntly that investors can lose large sums of money if they buy and hold these investments.

The opinion also raises concerns about proposed powers for ESMA to directly supervise prospectuses issued by companies wanting to list their shares and bonds, the opinion said.

Dublin's Global Exchange Market (GEM) and EuroMTF in Luxembourg allow exemptions from the EU's rules on prospectuses and now attract significant amounts of issuance, the FCA said.

These funds have to disclose their holdings only four times a year (with dated data) burying key information of their disclosures in prospectuses with hundreds of pages.

The funds themselves typically don&apost disclose their specific stakes in such companies in the prospectuses or in other documentation that they make available to everyday investors.

Lyft is the first notable tech company this year to file to go public, and we can expect to see AWS show up in plenty of other prospectuses.

The transactions were not disclosed in Steinhoff's 2015 or 2016 annual reports, share prospectuses in August 2015 and Nov 2015 and a debt prospectus published in July 2017.

For example, Chinese tech companies often warn in their prospectuses for going public in New York about their lack of licensing or the potential for regulation to change.

Dozens of cities, for example, have created investor prospectuses with all the available properties in Opportunity Zones, and ready-to-go projects that just need capital to get moving.

Both Futu and Tiger Brokers are registered with the Financial Industry Regulatory Authority in the U.S. Still, there remains risk from opaque Chinese regulation, the firms noted in their prospectuses.

"There are three companies that are actually working on finalising their prospectuses, finalising the issue requirements, all the documentation associated with the listing," Farid told a business forum in Cairo.

The agency is nearing the finish line on its other data reporting rules, which include permitting advisers to deliver shareholder reports and prospectuses online, as well as the liquidity rule.

The State Council said firms taking part in the scheme should treat domestic and foreign investors equally, and their prospectuses must disclose voting right differences and any special company structure arrangements.

While Aschoff did not disclose the relationship in the analyst notes, National discloses the conflict of interest in prospectuses for securities offerings it underwrites for Fortress, in keeping with U.S. regulations.

But The Times uncovered some investments through interviews with former fund officials and shareholders and a review of thousands of pages of documents, including court filings, prospectuses and leaked offshore records.

The Securities and Exchange Commission has been effectively closed since the shutdown began last month, preventing prospective issuers from getting feedback on confidential filings, or from getting traditional IPO prospectuses deemed effective.

White papers are essentially prospectuses — descriptions of a financial plan that include a description of the product, a description of the team and a description of the token generation and distribution strategy.

This would be a welcome step to complement the 2012 JOBS Act, which allows — among other things — emerging growth companies to file confidential prospectuses with the SEC ahead of a planned IPO.

The Securities and Futures Commission (SFC) is looking to lift the standards of sponsors which lead IPOs in the city and are liable for any misinformation included in prospectuses of listing applicants.

European financial disclosure rules, including the European Union Prospectus Directive, say publicly traded companies must disclose all transactions that are material in the prospectuses they present before a debt or equity sale.

In January, they had to put their I.P.O. plans on ice for a time because the partial government shutdown affected the Securities and Exchange Commission, the agency that reviews public offering prospectuses.

For a story on how companies and investors are lining up to take part, please click Below are some of the biggest listing hopefuls with details of their IPO plans from their prospectuses.

While thin to negligible margins aren't unusual for scaling e-commerce platforms, Jumia's margins fall short of levels seen in past prospectuses from some of the e-commerce giants Jumia looks up to.

They cost less because they are not regulated by the U.S. Securities and Exchange Commission, and therefore do not have to provide prospectuses or install independent boards of directors, removing layers of expense.

"In vetting draft prospectuses of listing applications, the SFC also identified concerns which the sponsors should have discovered and addressed through reasonable due diligence prior to the submission of the listing applications," it said.

A close reading of their prospectuses reveals blunt language that gives the investment manager every right to halt redemptions under "extraordinary circumstances" to protect the interests of investors with a longer-term investment horizon.

The prospectuses of Chinese chip companies preparing to list on a new tech-focussed stock exchange are blunt, characterizing the domestic industry as "relatively backward", lacking in talent and requiring "a long time to catch up".

They will also be banned from disclosing information on possible government credit support when they issue bond prospectuses to potential investors, and credit rating agencies cannot link corporate credit with local government finances, the agencies said.

The prospectuses of Chinese chip companies preparing to list on a new tech-focused stock exchange are blunt, characterizing the domestic industry as "relatively backward", lacking in talent and requiring "a long time to catch up".

Other measures that Fidelity has taken in advance to avoid missteps because of rapid inflows include expressing investment objectives clearly in prospectuses and compensating managers based solely on performance, not on asset growth, Mr. Cohen said.

FINMA said the conditions under which the tokens were issued were not equal for all investors; that the prospectuses did not meet minimum requirements; and that Envion did not have an internal audit arm - a legal requirement.

Related Reading: • A Bloomberg review of fund prospectuses and disclosures showed that HNA had used a network of trusts and asset management products, and more conventional financing, to fund everything from takeovers to day-to-day expenses.

Desperate to find investors and meet regulatory demands, the bank's board held marathon meetings that often dragged on late into the night as they adjusted their plans and prospectuses, with pizzas and crates of mineral water being brought in.

White representations of African Americans, in particular, were exported to the West Indies and inscribed in a vast and diffuse archive of pamphlets, reports, circulars, press releases, prospectuses, and journal articles produced by Wall Street about the Caribbean and Latin America.

Mark Taber, a campaigner for retail bondholders who helped coordinate the bondholder group, said Lloyds had not sufficiently disclosed risks in the ECN prospectus and the narrow court decision reflected badly on how the Prudential Regulation Authority policed rules around prospectuses.

The case hinges on what the bank disclosed in its public statements in 2008; the prospectuses for the capital raisings and subscription agreement documents published that June and October, which outlined fees and commissions paid to investors in return for backing the bank.

About 800 shareholders have asked for damages of more than 800 million euros relating to allegations they were lured into investing on the basis of misleading balance sheets and prospectuses, Il Sole 24 Ore said, citing the lender's half-yearly results report.

It hinges on what the bank told the market in public documents, such as the prospectuses and subscription agreements that outlined the fees and commissions that Barclays paid to investors, including former Qatari prime minister Sheikh Hamad bin Jassim bin Jabr al-Thani.

We have even more information about messaging app Telegram's plans for cashing in on its popularity within the crypto community with the massive ICO for its proposed Telegram Open Network (TON) project (that we first reported), after obtaining the whitepaper and investor prospectuses in full.

The SFC - which is looking to lift the standards of so-called sponsors that lead IPOs in the city and are liable for any misinformation included in prospectuses - had in October said that it was probing "substandard work" by 15 firms during their IPO sponsorship.

The case hinges on what Barclays told the market in public documents, such as the prospectuses and subscription agreements that outlined the fees and commissions that the bank paid to investors, including former Qatari prime minister Sheikh Hamad bin Jassim bin Jabr al-Thani.

These expenses are stated in fund prospectuses, by requirement of the S.E.C. With fees included, the average actively managed fund in each of 29 asset categories — from those that invest in various sizes and styles of stocks to those that hold fixed-income instruments like government or municipal bonds — underperformed its benchmark over the decade through December.

As Verizon and AT&T scrape along at new annual lows in spite of massive dividends, IBM and AutoZone go down in spite of massive stock buybacks, and Blue Apron and Snap face lethal disruption before the ink is dry on their prospectuses, you have to ask yourself this important question: Is there anything worth owning besides the FANG stocks?

Readers are cautioned that such forward-looking statements involve risks and uncertainties including, without limitation, unforeseen changes in the course of research and development activities and in clinical trials; the uncertainties of and difficulties in analyzing interim clinical data, particularly in small subgroups that are not statistically significant; FDA and regulatory uncertainties and risks; the significant expense, time, and risk of failure of conducting clinical trials; the need for Celsion to evaluate its future development plans; possible acquisitions or licenses of other technologies, assets or businesses; possible actions by customers, suppliers, competitors, regulatory authorities; and other risks detailed from time to time in the Celsion's periodic reports and prospectuses filed with the Securities and Exchange Commission.

Prospectuses are of great interest to the historian and bibliographer because they often give information about a book, its author, publisher, printer or illustrator which is not available elsewhere.

She and Max Turner later bought Merritt Madden Printing and Advanced Graphics, a commercial printer producing prospectuses, annual reports, and trade magazines. In October 2004, she and Turner sold the business to the New Zealand company Blue Star Print Group.

Hollinger has authored three more Prospectuses, now called Pro Basketball Forecasts. He left Sports Illustrated to write for ESPN.com in the summer of 2005, and his weekly columns were available through their "insider" subscription service. Additionally, Hollinger wrote for the New York Sun's sports section.

IPO procedures are governed by different laws in different countries. In the United States, IPOs are regulated by the United States Securities and Exchange Commission under the Securities Act of 1933. In the United Kingdom, the UK Listing Authority reviews and approves prospectuses and operates the listing regime.

A book prospectus is a printed description of or advertisement for that book, usually issued before publication in an attempt to generate interest and advance orders. The word derives from Latin, meaning literally something which gives a view or prospect (in this case of a book). Some prospectuses are lavishly produced, especially for private press books. Printed advertisements for and catalogues of books were produced in Europe as early as the 1470s, although very few survive and what we recognize today as prospectuses (containing information on the text, physical nature, price and availability of a forthcoming book) did not develop until the seventeenth century, when they were generally issued for books published by subscription.

The school has been upgraded to a six streams with over 880 students. The school is equipped with a library, which offers a range of reference books, periodicals and university prospectuses. The school has 22 classrooms, 13 dormitories, administrative offices and research labs. A private guidance and counseling office is also available as well as computer rooms.

In 1720 the British Parliament passed the Bubble Act which had specific regulations for securities. However the motive of this act was more to support the ‘South Sea bubble’ than protect consumers. However this was the first time that prospectuses and disclosure in the modern sense were used. There was widespread distrust of brokers as the scams collapsed.

The business was established in 1883The Irish Times, "Prospectuses", 27 November 1897, (p.10) by Thomas Cleeve, a Canadian of English extraction. Cleeve first came to Ireland as a teenager to work for J. P. Evans & Co., a Limerick-based supplier of agricultural machinery owned by his uncle. Over the next 20 years Cleeve rose to become managing director of this company.

In the case of municipal securities offerings, which are generally exempt from most of the federal securities laws, municipal issuers typically prepare an analogous form of disclosure document known as an "official statement." Prospectuses are generally prepared with the assistance of the underwriter acting as issue manager (also called a bookrunning manager or "bookrunner"). Also, a daily report that can be run.

It also published an important catalogue of The Royal Philatelic Collection by Sir John Wilson and Clarence Winchester in 1952. Dropmore also produced a relatively large quantity of printed ephemera in the form of catalogues and prospectuses for its publications, and published Book Handbook, a bibliophile magazine which developed into The Book Collector (a project with which Fleming was heavily involved at this period).

Tyler was born in Mayfair, London, the son of John Chatfield Tyler and attended the Royal Military Academy Woolwich.Debretts Guide to the House of Commons 1886 He joined the Royal Engineers and in 1851 was a lieutenant called upon by Henry Cole to assist with the organisation of the Great Exhibition. In 1860 he donated a set of prospectuses to the State Library of Victoria.

Used extensively by publishers and record companies, many of his pictures have become iconic. For a period spanning several years he produced prospectuses for many Cambridge colleges and independent schools in south-east England. A revised edition of Cambridge Architecture was brought out by André Deutsch in 1993. His reputation as an accomplished photographer was secured with publication by Frances Lincoln of his book Cambridge in 2005.

They are invited to visit the schools, and to inspect copies of school prospectuses. Parents complete a Common Admission Form, (CAF), which is returned to the LA by the end of October in the school year before transfer, and parents receive notification of their child’s allocated school in March of that year. The admission limit at the Vale Academy is currently 162. This is reviewed annually by the Governing Body.

Over 2,800 universities and colleges have uploaded prospectuses and student information, including Yale, Harvard, the University of Cambridge and the University of Oxford, as well as local art colleges. Over 1,500 schools have uploaded pupils’ work. Schools range from Eton College to small Primary and High schools. The Portfolio School Art PrizeNew Portfolio School Art Prize Arts Award, UK. is open to schools with pupils between 5 and 17.

The PFP series was created by Sean Lahman in 2002, and with his co-author Todd Greanier they produced the first three editions. Aaron Schatz and his Football Outsiders took over the series in 2005. In 2009 the publisher of the various Prospectus books, Plume, decided to not publish any of the non-baseball prospectuses, so the Pro Football Prospectus in 2009 was renamed the Football Outsiders Almanac.

Petricevic sought legal aid to pay for his legal bills, but it was denied on the grounds that he remained a trustee of a family trust with access to considerable wealth. On 5 April 2012 Petricevic, Roest and Steigrad were found guilty of making untrue statements in their investment prospectuses. Urwin and Davidson had earlier pleaded guilty to all charges. On 17 April 2012 Gary Urwin was sentenced to two years in jail.

Another folding puzzle is folding prospectuses and city maps. Despite the often visible folding direction at the folding points it can be extraordinarily difficult to put the paper back into the form with which it originally came. The reason these maps are difficult to restore to their original state is that the folds are designed for a paper-folding machine, in which the optimum folds are not of the sort an average person would try to use.

"The extent of Peirce's immersion in the science of his day is evident in his reviews in the Nation [...] and in his papers, grant applications, and publishers' prospectuses in the history and practice of science", referring latterly to Historical Perspectives. Edited by Carolyn Eisele, back in print. 1992: Reasoning and the Logic of Things collects in one place Peirce's 1898 series of lectures invited by William James. Edited by Kenneth Laine Ketner, with commentary by Hilary Putnam, in print.

Her work includes a dramatic poem, The Princess Adelaide, published in book form in 1900, and When Jack Comes Late, a "comedy monologue for a lady" (1893). In 1894, prospectuses appeared for a new "contemporary review" entitled The Stiletto and the Rose for which Bergen was to be the editor and manager. It intended to focus on articles dealing with leading questions of the day, poetry, and reviews, but it appears that it never actually got off the ground.

On his return to London, Lansbury took a job in Brine's timber business. In his spare time he campaigned against the false prospectuses offered by colonial emigration agents. His speech at an emigration conference at King's College in London in April 1886 impressed delegates; shortly afterwards, the government established an Emigration Information Bureau under the Colonial Office. This body was required to provide accurate information on the state of labour markets in all the government's overseas possessions.

In September 2008 the Luxembourg’s financial regulatory authority CSSF issued a circular 08/371CSSF Circular 08/371 resulting in the official adoption of the e-file platform for the mandatory transmission of UCI simplified and full prospectuses and annual and semi-annual reports both to the CSSF and to the electronic reference database of the financial centre’s investment funds set up by Fundsquare. The platform allows the final validation of the documents that are to be sent.

The e-file.lu platform was used for transmission of fund regulatory reports and other fund documents, such as prospectuses and annual and semi-annual reports, to the Luxembourg financial regulator, the CSSF, and the Central Bank of Luxembourg. Finesti was mandated by these authorities to provide these services. In addition to this platform, it also ran an in-house collection platform, known as the Finesti Station, for the collection of other types of data from investment fund administrators.

Haas had, however, particularly for economic reasons, undertook to carry out ordering graphics such as business cards, embroidery patterns and almanacs. He selected in 1786 to follow his brother Meno to Berlin, where he continued his diverse business, including portrait miniatures, a series Berlin Prospectuses, and a series of scenes from Frederick the Great's life. In Berlin he also came to meet Chodowiecki, and became a member of the academies of Paris and Copenhagen. He is represented in the Royal Collection.

Southern became the registered proprietor. Subsequently, Southern granted a floating charge over all its assets as security for the debenture issued to the public to the trustee of the debenture holders, MLC Nominee. The prospectuses for the debentures offered explicitly stated that the Hotel Terrigal was owned by Southern. Five years later, Hotel Terrigal argued that Latec had fraudulently sold the property to Southern, giving rise to an equitable right to rescind and set aside the sale of the property.

Henry Eric Bergman (born Heinrich Erich Bergmann, 1893–1958) was a Canadian artist born in Germany. Bergman’s training was as a commercial wood engraver illustrating catalogs and business prospectuses. He later took up fine art working in pencil, watercolour, oil paint, colour wood block printing but he is best known for his fine black and white wood engravings. Bergman was close friends with Harold R. Foster who created the comic strip Prince Valiant, and appeared on the Hal Foster episode of This Is Your Life in 1954.

In September 2008, after suffering heavy losses during the subprime crisis, New Jersey Carpenters Health Fund sued the company and the underwriters of residential mortgage- backed securities issued by affiliates of the company, claiming that the prospectuses and registration statements of the RMBS did not adequately disclose the risks, were misleading to investors, and violated securities law. The company settled for $100 million and the 3 underwriters, Citigroup, Goldman Sachs Group and UBS AG, settled for $235 million, which was approved by the court in 2015.

Highly needed materials for tourism such as prospectuses, posters, tourist guides and road maps in the early period of the newly founded republic were prepared and published by the association. Furthermore, it established and organized the first language courses, tourist guide exams, tourism congresses and conferences. The association, located in an office at Galata, Istanbul with two rooms only and with two employees, had the assistance of a small number of volunteers with wide travelling experience. Despite its limited personal and financial resources, it achieved remarkable success.

The problems with mutual fund trading that cast market timing in a negative light occurred because the prospectuses written by the mutual fund companies strictly forbid short-term trading. Despite this prohibition, special clients were allowed to do it anyway. So, the problem was not with the trading strategy but rather with the unethical and unfair implementation of that strategy, which permitted some investors to engage in it while excluding others. All of the world's greatest investors rely, to some extent, on market timing for their success.

In April 1593 he founded a second university in the 'New Town', Marischal College. It is also possible the founding of another college in nearby Fraserburgh by Sir Alexander Fraser, a business rival of Keith, was instrumental in its creation. Aberdeen was highly unusual at this time for having two universities in one city: as 20th-century University prospectuses observed, Aberdeen had the same number as existed in England at the time (the University of Oxford and University of Cambridge). An illustration of King's College in 1661.

Other sections on Saatchi Online include; chat, a daily art magazine, a forum, written and video blogs, as well as sections for street art, photography and illustration. 2006 – USA Today: New American Art from the Saatchi Gallery opens at the Royal Academy. 2007 – Added a new online feature called "Museums around the World" hosting over 2,800 museums, showing collection highlights, exhibitions and other relevant information. 2,700 Colleges and Universities from around the world also offer their profiles, enabling potential students to examine their prospectuses.

Landscaping and widening of the sidewalks began in the fall of 1977, and rerouting of traffic began as construction on the new Western Plaza (renamed to Freedom Plaza in 1988) was undertaken. The following year, staff began working on two development prospectuses: one for the Willard and adjacent properties, and the other for the properties surrounding the National Press Building.Knight, "Downtown D.C. On the Verge of Spectacular Rebirth," The Washington Post, July 9, 1978. Over the next two decades, the PADC persuaded private corporations to invest more than $1.5 billion in executing the master plan.

The organization of the ASC is divided into Members and Staff, which includes the Executive Management. Members set policy and recommend changes to the Securities Act and the Securities Regulation, and members act as the Commission's Board of Directors. The Staff has responsibility for registering persons and companies, reviewing prospectuses, considering exemption applications and taking enforcement action. The ASC staff has also created four advisory committees to act as sounding boards for developing new or amended securities regulation: Financial Advisory Committee, Petroleum Advisory Committee, Securities Advisory Committee, and Financial Review Committee.

Searches of the database can be made by company name, industry group, document type or date filed. Through registered filing agents, public companies file documents such as prospectuses, financial statements and material change reports. In the interest of transparency and full disclosure these documents are accessible to the public. Documents filed with regulators prior to the implementation of SEDAR in 1997 may be available from the individual securities commissions but in the case of the British Columbia Securities Commission historical filings are unretrievable and may have been destroyed.

DSS schools are required by the government to issue annual prospectuses, which must contain stipulated classes of information such as vision, mission and objectives of the school, class structure, curriculum, achievements in public exams, extra curricula activities, school fees etc. DSS schools are free to spend their grants for educational purposes, subject to inspection of their audited accounts. Ex-aided DSS schools will be given an option to revert to aided status only if the government changes the formula for calculating DSS subsidy such that the school financial viability is adversely affected.

Some of the prospectuses told of abundant income and easy construction through imaginary gently rolling land. One line at least admitted the mountainous character of the area but proposed the use of the atmospheric system to overcome the difficulty. The tightness of money in 1846 and the following years put paid to all the West Highland schemes. As other railways were opened and operating, there remained a large area on the map of Scotland not served by any, and branch lines from existing trunk lines began to be considered.

LSA 150th Anniversary Exhibition opening night party, Feb. 2013. The year 2013 marked the 150th anniversary of the founding of the school. As part of the celebrations, the University of Lincoln held an exhibition entitled Lincoln School of Art: A Celebration of 150 Years in the gallery of the Greestone Building. The exhibition featured prospectuses dating from as far back as 1947, nineteenth-century works by students, a video of a cricket match and picnic dating from July, 1979, and a selection of student art from the university's own art collection.

The New Zealand Company was responsible for 15,500 settlers coming to New Zealand. Company prospectuses did not always tell the truth, and often colonists would only find out the reality once they had arrived in New Zealand. This private colonisation project was part of the reason that the British Colonial Office decided to speed up its plans for the annexation of New Zealand.Michael King, "The Penguin History of New Zealand" (2003) pp 171–172 Edward Gibbon Wakefield (1796–1862) exerted a far-reaching influence by helping create the New Zealand Company.

It was a monthly periodical "designed to counteract the pernicious tendency of immoral books &c.; which have circulated of late years among the inferior classes of people,"Prospectus in the John Johnson Collection, Bodleian Library, Prospectuses of Journals 22 (16). and usually included one engraved plate. The content consisted of 'religious tales for Sunday evenings' and 'moral tales for weekdays'; advice on the management of infants and on childrearing was given together with a comparative view of other nations to demonstrate that 'the poor in England possess privileges, and enjoy many comforts, which persons of their rank ... in other countries cannot enjoy.

In September 2004, the firm paid a $19 million fine imposed by NYSE for failure to deliver prospectuses to customers in registered offerings, inaccurate reporting of certain program trading information, short sale violations, failures to fingerprint new employees and failure to timely file exchange forms. In December 2004, the firm paid a $100,000 fine to NASD and $211,510 in restitution to customers for failure to make proper disclosures to municipal bond investors. In the course of NASD's investigation, Morgan Stanley's failure to make a timely response to requests for information resulted in censure and an additional $25,000 fine.

Evidently the GWR had threatened refusal of that facility; moreover it was the personal guarantees that would be liquidated, not the Golden Valley's own indebtedness. In fact the money was not paid, and the GWR had to wait until 1888 for it. Green-Price now concentrated on raising money for the extension to Hay. This was done by a series of artful prospectuses and other devices intended to mislead the unwary; in addition the Directors continued to fund the company by, for example, purchasing shares at a discount and giving them back to the company to re-issue.

In January 2016, as reported by The Wall Street Journal, Columbia University law professor John C. Coffee provided a legal opinion regarding the Peruvian agrarian bonds. His legal opinion advised that Peru's disclosures provided to investors in their SEC prospectuses and prospectus supplements were incorrect. Such disclosures claimed that the country was “not involved in any disputes with its internal or external creditors;” but, citing a memo, among other things, from the MEF identifying at least 400 pending lawsuits and 47 unpaid judgments, Coffee concluded that such statement would be in violation of the Securities Act of 1933.

The climax of this was in 1845, the year in which the Caledonian Railway obtained its Act of Parliament, authorising the creation of capital of £1.5 million to build a railway from Edinburgh and Glasgow to Carlisle. Other Scottish trunk railways were authorised in the same year, and this encouraged the promotion of increasingly wild schemes intended to be submitted to Parliament in the following session. The West Highlands of Scotland were not omitted from the schemes proposed. Prospectuses were issued for the Scottish Western Railway and the Scottish North Western Railway, as well as the Scottish Grand Junction Railway and others.

Where no allotment is made the deposit will be returned in full. For the purpose of facilitating the transfer of Shares the Company will have power to issue Share Warrants to Bearer in respect of any fully paid-up Shares of the Company upon such terms and subject to such conditions as may be resolved upon by the Directors. Prospectuses and forms of application can be obtained at the offices of the Company or from the Company's Bankers or Solicitors. Dated this 6th day of November, 1907. Governor Sir John Andserson officiated at its opening in January 1908.

Print In Antidosis, Isocrates was compelled to defend himself against accusations that education makes people depraved, a charge that Socrates and Plato openly discuss in Republic. In Isocrates introductory speech Against the Sophists, it is clear that he has Plato's 'prospectuses' Gorgias and Protagoras, before him, and is deliberately trying to set up his own ideal of paideia in contrast to theirs. In modern discourse, the German-American classicist Werner Jaeger, in his influential magnum opus Paideia (3 vols. from 1934; see below), uses the concept of paideia to trace the development of Greek thought and education from Homer to Demosthenes.

Korolev's design bureau produced two prospectuses for circumlunar spaceflight (March 1962 and May 1963), the main spacecraft for which were early versions of his Soyuz design. Soviet Communist Party Central Committee Command 655-268 officially established two secret, competing crewed programs for circumlunar flights and lunar landings, on August 3, 1964. The circumlunar flights were planned to occur in 1967, and the landings to start in 1968.Portree, Part 1–1.2 Historical Overview The circumlunar program (Zond), created by Vladimir Chelomey's design bureau OKB-52, was to fly two cosmonauts in a stripped-down Soyuz 7K-L1, launched by Chelomey's Proton UR-500 rocket.

Distribution and service fees are fees paid by the fund out of fund assets to cover the costs of marketing and selling fund shares and sometimes to cover the costs of providing shareholder services. They are also called 12b-1 fees after section 12 of the Investment Company Act of 1940. "Distribution fees" include fees to compensate brokers and others who sell fund shares and to pay for advertising, the printing and mailing of prospectuses to new investors, and the printing and mailing of sales literature. "Shareholder Service Fees" are fees paid to persons to respond to investor inquiries and provide investors with information about their investments.

This led to the popular joke: "The Times is behind the Encyclopædia Britannica and the Encyclopædia Britannica is behind the times." A & C. Black and The Times of London produced the 10th edition The 1903 advertising campaign for the tenth edition was an onslaught of direct marketing: hand-written letters, telegrams, limited-time offers, etc.. The following quote, written in 1926, captures the mood An excellent collection of prospectuses received by a single person (C. L. Parker) in that year has been preserved by the Bodleian Library (catalogued under #39899.c.1). The advertising was clearly targeted at middle and lower-middle-class people seeking to improve themselves.

Before entering the entertainment industry, Williamson served as a strategist on Wall Street, constructing corporate prospectuses for mergers and acquisitions. In 1994, under the moniker Will Records, Williamson started producing underground albums out of his garage, including early work by Grandaddy, AK1200, and Candiria. He produced numerous albums for films, earning a pair of Grammy nominations for Best Compilation Soundtrack Album for Motion Picture, Television or Other Visual Media on Napoleon Dynamite (2005) and Little Miss Sunshine (2006). During his 13-year tenure as partner at Lakeshore Entertainment, Williamson also produced several films, including the Underworld franchise (2003-2016), Crank (2006) and Gamer (2009), and Million Dollar Baby.

According to McKerrow's formula this size of typeface was Long Primer. The typefounder is unknown, but the article on "Printing" in Volume 28 had, bound with the text, specimens of type cast by Fry and Steele of London and Alexander Wilson of Glasgow. Greek and Hebrew faces were sometimes used and occasionally special chemical, pharmaceutical, and other symbols appear. The work followed the common practice of the time of conflating the entries for I and J and U and V into single lists. At first a half-volume cost 18 shillings, and a large paper version with proof copies of the plates cost £1 16 shillings (according to the prospectuses).

In return for loans, typically from a bank, companies will often be required by contract to give their creditors a security interest over the company's assets, so that in the event of insolvency, the creditor may take the secured asset. The Insolvency Act 1986 limits powerful creditors ability to sweep up all company assets as security, particularly through a floating charge, in favour of vulnerable creditors, such as employees or consumers. If money is raised by offering shares, the shareholders' relations are determined as a group by the provisions under the constitution.See Borland’s Trustee v Steel Brothers & Co Ltd [1901] 1 Ch 279 The law requires disclosure of all material facts in promotions, and prospectuses.

The aggressively expansive operations of the Coal & Iron Co., including the Twin Shaft project, required vast outlays of money, and the coal and iron operations were not returning a profit on those outlays. Rather, the source of Coal & Iron Co. funding was an increasing load of debt owed by the parent railroad: increased by US$65 million during the first five years of Gowen's presidency—almost twice the railroad's valuation when he took the helm in 1869. Annual interest on this debt, about US$4 million, was a little less than the average profit of the railroad during those years. The public face of the Reading's finances—prospectuses and annual reports—obscured these realities.

The SC's many regulatory functions include: # Supervising exchanges, clearing houses and central depositories; # Registering authority for prospectuses of corporations other than unlisted recreational clubs; # Approving authority for corporate bond issues; # Regulating all matters relating to securities and futures contracts; # Regulating the take-over and mergers of companies # Regulating all matters relating to unit trust schemes; # Licensing and supervising all licensed people; # Encouraging self- regulation; and # Ensuring proper conduct of market institutions and licensed people. Underpinning all these functions is the SC's ultimate responsibility of protecting the investor. Apart from discharging its regulatory functions, the SC is also obliged by statute to encourage and promote the development of the securities and futures markets in Malaysia.

Amongst other subsequent contributors, the letterpress > printing was accomplished by Arthur (Art) Larson at Horton Tank Graphics, > Daniel Kelleher at Wild Carrot Letterpress, Carol Blinn at Warwick Press and > the Baskins' son Hosea Baskin, who printed Jewish Artists (1993) in Leeds. > Arthur Larson also printed woodcuts, and Michael Kuch, etchings. The Oxbow > Press (Roberta Bannister and Gail Alt), a photo-lithographic/offset printer, > printed many of Gehenna's prospectuses and a few books as well, including > The Gehenna Press: The Work of Fifty Years exhibition catalogue. Leonard > Baskin continued to define the sensibility and typography and frequently the > binding design of the books, as well as commissioning writers and > illustrating the majority of the Press's works.

In reality, a large percentage of actively managed mutual funds rarely outperform their index counterparts over an extended period of time because 45% of all mutual funds are "closet indexers" — funds whose portfolios look like indexes and whose performance is very closely correlated to an index (see the term R2 or R-squared to determine correlations) but call themselves active to justify higher management fees. Prospectuses of closet indexers will often include language such as "80% of holdings will be large cap growth stocks within the S&P; 500" causing the majority of their performance to be directly dependent upon the performance of the growth stock index they are benchmarking, less the larger fees.

A prospectus from the US A prospectus, in finance, is a disclosure document that describes a financial security for potential buyers. It commonly provides investors with material information about mutual funds, stocks, bonds and other investments, such as a description of the company's business, financial statements, biographies of officers and directors, detailed information about their compensation, any litigation that is taking place, a list of material properties and any other material information. In the context of an individual securities offering, such as an initial public offering, a prospectus is distributed by underwriters or brokerages to potential investors. Today, prospectuses are most widely distributed through websites such as EDGAR and its equivalents in other countries.

The Press produced three volumes of bibliography – Chanticleer (1936), Pertelote (1943) and Cockalorum 1943–49 (1950), and a fourth and final volume – Cock-a-Hoop: A Bibliography of the Golden Cockerel Press (1950–61) in 1984,David Chambers and Christopher Sandford, Cock-a Hoop (Pinner, Middlesex, Private Libraries Association, ND), SBN 90000203-4. was produced by the Private Libraries Association, which lists the extensive series of prospectuses issued by the press. The definitive history of the Press is Roderick Cave and Sarah Manson's A History of the Golden Cockerel Press, 1920–1960.Roderick Cave and Sarah Manson, A History of the Golden Cockerel Press: 1920–1960 (London and New Castle DE, British Library and Oak Knoll Press, 2002), OCLC 50478453.

Level 1 of the Library also house the University Archives which hold written, photographic and other material relating to the university and its predecessor colleges including official minutes, administrative papers, student enrollment records, prospectuses and other publications. There is a fine series of engineering drawings and photographs dating from the First World War when Loughborough Technical Institute was an Instructional Factory for the Ministry of Munitions. Among material donated by former staff and students, principal collections include those of Norman Swindin (1880–1976), chemical engineer and Honorary Reader in Chemical Engineering; Dan Maskell (1908–92), tennis player and commentator; Harry Hopthrow (1896–1992), student, soldier and mechanical engineer; and Commander FW Collins (1905–89), athletics coach and organiser of the 1948 Olympic Torch Relay.

Many ships were still operating on government wartime contracts far from their normal commercial trading routes, reducing the number available to service the civilian trade. From March 1919, the government began deregulating the shipping market as it released ships from its service. In May 1919, the British government lowered the excess profit duty from 80 to 40 per cent. These factors in combination with post-war optimism lead to vastly inflated ship values to create a boom which lasted until the late spring of 1920. This boom resulted in a massive increase from 1919 onwards, when 88 shipping company prospectuses were issued at Cardiff, fuelled by the belief that the freight rates which had been inflated by wartime requirements would continue indefinitely.

While both institutions were universities and would be considered ancient, the Act of Parliament uniting the two specified that the date of the foundation of the new united university would be taken to be that of the older King's College. Aberdeen was highly unusual at this time for having two universities in one city: as 20th-century university prospectuses observed, Aberdeen had the same number as existed in England at the time (the University of Oxford and University of Cambridge). In addition, a further university was set up to the north of Aberdeen in Fraserburgh from 1595, but was closed down about a decade later. A further institute that was established in 1750 under the wishes of Robert Gordon, a wealthy University of Aberdeen alumnus has since evolved into the modern Robert Gordon University.

However, the brewers could not easily keep the temperature down, affecting the quality of the lager and the company resolved as a result of their failure to carry on its business profitably and advantageously to go into voluntary liquidation on 31 July 1886, by which time Otho Horkheimer was chairman and the company offices were Stafford-chambers, 14 Brown-street, Manchester. (The London Gazette, 6 August 1886). In May 1884 they had announced 'Issue of £25,000 in 2,500 shares of £10 each, bearing interest at the minimum accumulative rate of £6 per cent per annum ... Prospectuses and full particulars can be obtained at the OFFICES, 49, SPRING GARDENS, MANCHESTER. As BREWING and ICE MAKING have been commenced the Company are prepared to quote for both Beer and Ice'.

Coyette had from the beginning a strong partiality for the stamps of the British Colonies and the United States, and also specialised in official essays of all countries. He kept, and regarded as precious relics, letters, prospectuses and price lists from Alfred Smith & Co. (of Bath), and V. Gruat et Bonn, Tavistock Street, London. He spoke with pride when the envelopes which he received from these English correspondents dignified him by the flattering title of " Esq." All these things made such an impression upon him, that when, twenty years later, he paid his first visit to London, he felt it both a duty and a pleasure to find out Tavistock Street, and his disappointment was keen, that, although the street, commonplace enough, was still there, the dealers in whom he was most interested had entirely disappeared.

Moreover, he let up briefly, prospectuses in bird's eye view and other pictures that were stuck in copper or carved in wood. Making such a voluminous work published author realized enough was insurmountable, and he had therefore in his final years John Brown Man and other make extracts therefrom in Latin for tightness. As the samples he had (in 1675 and 1677) been printed descriptions of Samsoe and Copenhagen; more unfortunately never came out, although Resen had different incentives to works published, which in 1685 was so imminent that set up a commission to review it. After his death, his widow, who, in consequence of his legacies pålå to attend atlas available, step there, as she handed master Christian Aarsleb the printing, but when she soon after died, and Aarsleb 1692 were village priest, was released to nothing.

In late December 2011, the Financial Markets Authority (FMA) announced that it proposed to file civil proceedings against the directors and promoters of Hanover Finance Limited and other companies relating to statements made in the December 2007 prospectuses and subsequent advertisements. As a result of the FMA's announcement former Hanover Finance's chairman Greg Muir issued a media statement saying that "the FMA investigators were given a substantial amount of evidence demonstrating that the directors conducted themselves responsibly, with appropriate rigour, and made judgments they believed were in the best interests of the company and its investors on the information available to them at the time." In December 2012, the remaining property assets of Hanover and United Finance (with a book value of $13.5 million) were transferred from Allied Farmers to Crown Asset Management, the entity set up to hold assets from failed finance companies backed by the Government's deposit guarantee.

The Australian Small Scale Offerings Board (ASSOB) is a crowdfunding facility for small businesses in Australia (often referred to as the SME sector) to raise equity finance. It differs from the Australian Stock Exchange (ASX) and the National Stock Exchange in a few key ways: # Most capital raisings on ASSOB occur under the provisions of section 708 of the Corporations Act (explained below) # While ASSOB has a secondary market, it is not an exchange with active market-makers constantly buying and selling shares # Listing costs and compliance costs are substantially reduced Capital raising in Australia is strictly regulated under the federal Corporations Act. The intention is to protect investors, and for this reason, most approaches to investors require expensive and comprehensive prospectuses registered with the Australian Securities and Investments Commission (ASIC), the government regulator. Company directors assume significant legal responsibilities when make investment offers to the public.

Civil action by the FMA and the receivers of Strategic Finance against the company's directors and auditors for breaches of the Securities Act, such as making false statements, were settled for $22 million in August 2014. In an action taken by receivers of Belgrave Finance Justice Fogarty in the Auckland High Court awarded a judgment of $8.6 million against a former director of the company and a property developer associated with it for breach of fiduciary duties and dishonest assistance of breach of fiduciary duties respectively. Civil action against the directors of sister companies Dominion Finance and North South Finance for their failure to perform their roles adequately was settled for $10.24 million in June 2015. In July 2015 the FMA settled civil actions, alleging misleading and untrue statements in firm prospectuses and advertisements, against six men associated with the Hanover Finance group of companies out of court in exchange for the distribution of $18 million to investors in the failed finance firms.

His judgments were written in a clear, sharp and decisive style, often with an abrupt opening sentence such as: "I doubt that the [Court of] King's Bench can have been conscious of the consequences of its decision in this case".Antrim County Land, Building and Investment Co. v Stewart [1904] 2 I.R 357 A good example of his judicial style can be found in Aaron's Reefs v Twiss,[1895] 2 1R 207 where the Court of Appeal divided on the question of whether certain statements in a company's prospectus were simply "optimistic" or actually fraudulent. FitzGibbon found that there is no legal difference between a company which omits crucial facts from its prospectus and one which deliberately misrepresents the facts, remarking that: "if a company cannot be floated if the whole truth be disclosed by its prospectus, it cannot be honestly launched at all". To the argument that the application of this standard of commercial honesty would be fatal to most company prospectuses, he observed drily: "So much the better".