Three brokerages raised their ratings on Qualcomm's stock and at least eight brokerages boosted their price targets.
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At least seven brokerages, including Citigroup and Piper Jaffray, downgraded the stock and nine brokerages cut their price targets.
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Clearing firms such as Pershing act as intermediaries between securities brokerages and exchanges, typically handling back-office tasks for brokerages such as order processing, settling trades and record keeping.
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Regulators also eased rules that would allow select brokerages to issue debt more easily, and said China's top five lenders would provide funding support to the country's top five brokerages.
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However, new regulations on giving retirement advice in the United States are expected to benefit discount brokerages because investors may switch to them from the full-service brokerages to avoid fees.
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Some investors give more weight to the opinions of analysts who work at brokerages involved in underwriting a company's IPO than they do to analysts at brokerages not involved in the IPO.
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State-backed China Securities Finance, which lends brokerages money to fund margin financing, said late Friday it would resume some short-term lending businesses and cut borrowing costs for brokerages, Reuters reported.
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A breach could scare customers away to more established brokerages.
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It is one of 18 brokerages in OTC Holding's portfolio.
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At least seven brokerages cut their price targets on Snap.
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Bullish calls by brokerages helped to support the bank shares.
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The deal combines two of the biggest U.S. discount brokerages.
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At least 22 brokerages raised price targets on Facebook's stock.
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At least 17 brokerages raised their price targets on Netflix.
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At least 10 brokerages raised their price targets on Netflix.
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Brokerages, as a result, are under pressure to stand out.
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At least three other brokerages also cut their price targets.
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They're typically held at brokerages, completely separate from your employer.
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Brokers from expelled firms often find work at other brokerages.
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Once identified, brokerages would have an opportunity to cut staff.
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Brokerages and manufacturing names, however, traded lower on the day.
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At least four brokerages raised price targets on the stock.
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At least nine brokerages cut their price targets on Wednesday.
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In addition to investors switching from buying individual stocks to holding cheaper index-tracking funds, discount brokerages have also been facing price competition from full-service brokerages and automated investment advisers, known as robo advisers.
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At least two brokerages raised their price targets on the stock.
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At least 5 brokerages cut their price targets on the stock.
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At least 12 brokerages cut their price targets on the stock.
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Still, there were no new downgrades by brokerages on Tesla shares.
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At least 12 brokerages raised their price targets on the stock.
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At least 13 brokerages cut their price targets on the stock.
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The estimates for Model 3 deliveries by different brokerages varied widely.
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At least three brokerages lowered their price targets on the stock.
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At least 11 brokerages raised their price targets on the stock.
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At least 11 brokerages lowered their price target on the stock.
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When China Energy Reserve defaulted, South Korean brokerages made large losses.
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Business Insider regularly takes our readers inside the major online brokerages.
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Major brokerages don't care about Loadsmart — or any other freight startups.
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Many brokerages have already begun alerting existing clients about the change.
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At least four brokerages raised their price targets for Apple stock.
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Similar officially sanctioned bodies exist in industries such as securities brokerages.
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This is a common tactic of salespeople at major insurance brokerages.
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Fastenal Co was down 1.9% after two brokerages downgraded the stock.
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Fastenal Co was down 1.4% after two brokerages downgraded the stock.
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Fastenal Co was down 1.4% after two brokerages downgraded the stock.
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"(They have) a natural structural advantage" over legacy brokerages, Beardsley said.
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At least three brokerages cut their price targets on the stock.
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Pure-play brokerages could also take a look, the sources said.
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At least three brokerages raised their price targets on the stock.
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FINRA is concerned about how brokerages take actions to promote fair and ethical treatment of customers and help mitigate conflicts of interest, the watchdog said in its "2016 examination of U.S. brokerages" report released on Tuesday.
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But the reality of continued weakness on the Shanghai and Shenzhen markets, among the world's biggest, has prompted brokerages to slash commissions and scale back staff benefits to keep costs in check, employees at several brokerages said.
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Those rule changes, including one that requires brokerages to report conclusions about legal and conduct violations that surface during internal reviews, triggered questions about whether brokerages could still receive credit for self-reporting misconduct, the regulator said.
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It sells insurance products to wealthy individuals through banks and stock brokerages.
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None of the 37 brokerages covering the stock cut their ratings, however.
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Other brokerages have begun to phase out commissions-paying retirement accounts altogether.
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Initially, 21 billion yuan ($3.03 billion) will be contributed by 11 brokerages.
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GDAXI> by 0800 GMT after Spohr's comments and upbeat notes from brokerages.
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Several online brokerages have not yet allowed trading of the new futures.
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You may also shop online for policies through national brokerages, West said.
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For example, brokerages have run television ads for the offering in Japan.
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At least 10 brokerages raised their price target on the retailer's stock.
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It starts to take effect in 2018, giving brokerages time to comply.
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Mainland-listed shares of the brokerages reversed earlier losses to close higher.
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Insurers closed mostly lower, although banks and brokerages finished the session mixed.
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Online brokerages in recent weeks have scrambled to slash US trade commissions.
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Economic cyclical shares led the decline, with securities brokerages falling 1.4 percent.
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As a result, brokerages are looking for ways to stretch their budgets.
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The brokerages make their money from trade execution and sharing in returns.
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Brokerages maintain an inventory of stocks which they trade directly with clients.
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Beltone aims to acquire brokerages in Egypt and frontier markets, Azzab said.
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Brokerages traditionally pay employees a percentage of the annual revenues they make.
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Comparative pricing chart for stock brokerages as of September 2016 Comparative pricing chart for stock brokerages as of September 2016 Earlier today, Fortune reported that Robinhood was seeking a round of financing valuing it at more than $1 billion.
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The China Securities Finance Corp Ltd (CSF), which lends brokerages money to fund margin financing, said late on Friday that lending businesses under five terms - ranging from seven to 182 days - would all be open to brokerages starting Monday.
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Many large real-estate brokerages are privately held, but the share price of Realogy, one of the brokerages named in the suit, has fallen by half since the end of April, just after news of the DoJ investigation leaked.
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At least six brokerages rate the stock "buy" or higher and four "hold".
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Brokerages including Charles Schwab Corp have already launched or are launching similar services.
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At least nine brokerages, including Credit Suisse, cut their price targets on Wednesday.
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His vision is to fundamentally change the way real estate brokerages are run.
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Just two brokerages - Credit Suisse and UBS - lowered their target on the stock.
|
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At least three brokerages lowered their ratings on McKesson stock following the report.
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Two other brokerages faced regulatory action and the scandal weighed on the forint.
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At least eight brokerages, including Mizuho, trimmed their price targets on the stock.
|
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Currently, 16 of the 36 brokerages covering the stock have a "hold" rating.
|
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Several brokerages however, retained their "buy" rating on the stock, citing attractive valuations.
|
|
At least nine other brokerages also raised their price targets on the stock.
|
|
To be sure, trading commissions represented only a portion of discount brokerages' revenue.
|
|
At least 443 brokerages raised their price targets, to a median of $777.50.
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The new regulation will take effect in 2018, giving brokerages time to comply.
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The cap is 120 percent for securities firms, fund houses and futures brokerages.
|
|
Private equity-owned insurance brokerages saw a spate of deals in recent years.
|
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Of the 47 brokerages covering the stock, 42 have "buy" or higher ratings.
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The China Securities Finance Corp Ltd (CSF), which lends brokerages money to fund margin financing, said late on Friday that lending businesses under five terms - ranging from seven to 182 days - would all be open to brokerages starting on Monday.
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Several brokerages, including Susquehanna, cut their price targets on Alphabet, but maintained "buy" recommendations.
|
|
At least eight brokerages cut their price targets on Urban's stock, according to Reuters.
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|
Banks and brokerages have to decide if their research is good enough to sell.
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It passed through the hands of 19 agents and 9 brokerages before finally selling.
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All but three of the brokerages covering the stock rate it "buy" or above.
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At least six brokerages cut their price targets on SolarCity following the company's results.
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"The brokerages need to connect the dots between banking, investing and lending," he said.
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At least four brokerages, including J.P. Morgan, raised their price targets on the stock.
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Financials also gained, with banks rising 1.1 percent and securities brokerages 1.6 percent. Kabu.
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Retail brokerages should be required to provide disclosures regarding execution quality for their customers.
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At least three brokerages raised their ratings and nine ratcheted up their price targets.
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Following Cirrus' report at least six brokerages raised their price targets on the stock.
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|
Other major Wall Street brokerages were yet to take a stance on the crash.
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|
The watchdog said it would also examine the "firm culture" at Wall Street brokerages.
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Analysts at brokerages Kepler Cheuvreux and Jefferies both expressed some disappointment at Sodexo's outlook.
|
|
HONG KONG (Reuters) - Chinese brokerages, including the country's biggest, CITIC Securities Co Ltd (22.
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Brokerages frequently reach settlements with FINRA over violations that result in refunds to clients.
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The Guangdong branch of the CSRC has banned brokerages from cooperating with shadow lenders.
|
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Chipmaker Nvidia rose 2.6 percent after brokerages reiterated their bullish view on the stock.
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|
"If the market warms up this year, these brokerages will benefit first," Zhang added.
|
|
The individual announcements have rocked shares of all the e-brokerages in recent days.
|
|
At least two brokerages cut their price target on Pioneer's stock after the announcement.
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Some, like data brokerages, exist solely to buy and sell sets of that data.
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|
And Wall Street brokerages also have been recommending that investors buy the company's shares.
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You can invest in "ESG" or "SRI" funds through all of the major brokerages.
|
|
It's worth noting, though, that SoFi and Wealthfront are brokerages and not traditional banks.
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One of the brokerages said the outbreak has not affected open houses or showings.
|
|
Two brokerages said their estimates were at the upper end of that guidance range.
|
|
A new potential revenue streamFractional shares also present a potential revenue opportunity for brokerages.
|
|
Brokerages including TD Ameritrade and E-Trade sank in New York trading on Aug.
|
|
At least three brokerages lowered their ratings on Community Health's stock after the results.
|
|
But brokerages have to make money somehow, and here are some of the ways.
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|
Shares in several major brokerages, including Citic Securities and China Galaxy Securities, spiked 10%.
|
|
In late 2019, most major brokerages removed all fees for trading stocks and ETFs.
|
|
Foreign brokerages feel the lending rate cuts will help banks regain market share from bonds.
|
|
McMahon and a successor case that securities brokerages could enforce mandatory arbitration agreements with customers.
|
|
The brokerages usually release final results in the weeks after the preliminary results are disclosed.
|
|
Still, brokerages said they would be able to attract enough investors with SoftBank's dividend alone.
|
|
Global authorities have fined leading banks and brokerages about $9.0 billion over rate-rigging allegations.
|
|
Employers report wages, banks report interest, brokerages report capital gains and lenders report mortgage interest.
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Brokerages Jefferies and Peel Hunt estimated the equity raise could be about 125 million pounds.
|
|
Of the 49 brokerages covering the stock, only eight have a "hold" or equivalent rating.
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Brokerages will be replaced almost entirely by software and sync harmoniously with the shippers' TMS.
|
|
At least three brokerages cut their ratings on Community Health's stock after the disappointing results.
|
|
Besides Mr Ren, half a dozen other senior economists have jumped ship, mostly between brokerages.
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|
The announcement of the pilot scheme also lifted shares of investment banking firms and brokerages.
|
|
Nomura, like other brokerages, typically doesn't issue profit forecasts, citing the unpredictability of market movements.
|
|
SPLRCT, after brokerages Raymond James and KeyBanc cut their ratings on a number of chipmakers.
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Banks and other financial institutions such as brokerages typically have more than one financial regulator.
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"Many of the other online brokerages haven't changed the fundamentals of the business," he said.
|
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At least 10 brokerages raised their price targets on the stock after the earnings report.
|
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P&G rose 1.1 and McDonald's was up 1.6 percent after brokerages upgraded both stocks.
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At least six brokerages raised their price targets on the company's stock after the results.
|
|
Also on Friday, one of China's biggest brokerages, Citic Securities, issued a rare "sell" rating.
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Margin trading, a common feature of online brokerages such as E-Trade and Interactive Brokers.
|
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The online brokerages' moves have analysts speculating about what's next for the industry at large.
|
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To be sure, comparing Coinbase to traditional stock brokerages is not exactly apples to apples.
|
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Repetto is the lead Wall Street analyst covering online brokerages, exchanges and the trading industry.
|
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Department store operator Kohl's rose about 3 percent after two brokerages raised their price targets.
|
|
While the mean 12-month price target that brokerages have on the shares of Amazon.
|
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Nasdaq is also a top provider of trading surveillance technology to exchanges, brokerages and regulators.
|
|
The launch has so far received a mixed reception from big U.S. banks and brokerages.
|
|
Several brokerages trimmed their price targets after the cruise operator cut its 2019 profit forecast.
|
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The target makes Dorsheimer the biggest bull on Tesla equity among Wall Street's major brokerages.
|
|
The suspension would not include traditional financial firms such as banks, trust firms and brokerages.
|
|
Full-service brokerages range from 0.25 percent to 0.75 percent of a trade's total value.
|
|
Even discount brokerages, like Etrade, carry fees that are higher than some people's comfort zones.
|
|
Cash management accounts are offered by non-bank financial companies, like brokerages or robo-advisors.
|
|
The Topix subindex for brokerages rose 1.6% and hit its highest level since late 2018.
|
|
Most big brokerages are developing their own robo platforms, or planning to partner with one.
|
|
A handful of brokerages – including BMO Capital, Jefferies and Macquarie – downgraded the equity over the weekend.
|
|
Chipmaker Nvidia rose 3.6 percent to $166.20 after brokerages reiterated their bullish view on the stock.
|
|
At least 24 brokerages raised target prices on Facebook's stock, with a median target of $150.
|
|
With the stockmarket down 30% in the past year, financial firms, especially brokerages, have cut staff.
|
|
At least 1703 brokerages raised target prices on Facebook's stock, with a median target of $150.
|
|
" McNabb told CNBC that paying fees to brokerages to distribute its funds raises an "inherent conflict.
|
|
Beijing typically intervenes via state-backed investment funds and window guidance to brokerages and fund managers.
|
|
A rise in Treasury yields and bullish calls by brokerages helped to support the bank shares.
|
|
Some brokerages said the recall would cut Samsung's mobile profits by 1 trillion won or more.
|
|
Mainland brokerages suffered steep losses, with shares down as much as 9 percent at market close.
|
|
Financial shares were underperformer with bank shares falling 0.8 percent and security brokerages down 1.3 percent.
|
|
At least four brokerages cut their price target for Tata Motors shares after its quarterly loss.
|
|
Both brokerages said the shares traded as high as HK$92.00, a climb of 67 percent.
|
|
For TBRs, a trust company acts as the custodian of the loan; for DAMPs, brokerages do.
|
|
This suggests that for banks and brokerages based in London it should be business as usual.
|
|
Several Wall Street brokerages said on Friday that they now expected the deal to be canned.
|
|
At least 433 brokerages raised their price targets on the stock by as much as $35.
|
|
Gains in blue-chip tech names were offset by declines seen in manufacturing plays and brokerages.
|
|
The futures launch has so far received a mixed reception from big U.S. banks and brokerages.
|
|
Rentlogic already had about 3,000 listings a day, drawn from other brokerages and open listings sites.
|
|
However, brokerages and asset managers using them internally will pay a fee to use the indexes.
|
|
However, one area where the two are aligned is in disrupting the big banks and brokerages.
|
|
Q. How does your company differ from all the other commercial real estate brokerages out there?
|
|
Losses were also seen in energy-related stocks and brokerages, although automakers and cosmetics names advanced.
|
|
At least 230 brokerages cut their price targets, with Pacific Crest halving its target to $190.
|
|
Trades can also be executed via integration with popular brokerages, such as Fidelity, eTrade, and Vanguard.
|
|
Of the 49 brokerages that cover Alphabet, 47 of them have a "buy" or higher rating.
|
|
Brokerages such as Charles Schwab have also recently debuted "free" services such as commission-free trading.
|
|
Internal memos from 2 major brokerages reveal how NYC real estate agents are bracing for impact.
|
|
Even low-cost brokerages like Vanguard require minimums of $1,000 to $3,000 to open investment accounts.
|
|
Cutting expense ratios is the latest step brokerages are taking to attract investors with low fees.
|
|
Hostility to Wall Street, costly bailouts of banks, brokerages and the auto industry, played a role.
|
|
It's a bugaboo for millions investing in such places as 401(k) plans and discount brokerages.
|
|
But the SEC and FINRA combined were able to examine 51 percent of all registered brokerages.
|
|
Indeed, several major brokerages have issued hold investment ratings on the stock because of the uncertainties.
|
|
The regulator also issued warnings and fined the Haitong and Guosen executives involved, the brokerages said.
|
|
RK: So, when I was running Mercer and Marsh, we had 2380 brokerages in every country.
|
|
Several brokerages trimmed their share price targets after the cruise operator cut its 643 profit forecast.
|
|
Several brokerages trimmed their share price targets after the cruise operator cut its 2019 profit forecast.
|
|
Pivotal Research is the only brokerage with a "sell" rating among the 11 brokerages covering the company.
|
|
That beat even the highest estimate of 4.17 billion in a Reuters poll of banks and brokerages.
|
|
The 2013 deal was supposed to propel Citic into the ranks of global investment banks and brokerages.
|
|
DST and other investors may see outdated brokerages which haven't swiftly adopted mobile technology as running scared.
|
|
By starting coverage, Piper Jaffray joins a small group of brokerages devoting research to the budding industry.
|
|
Capuzzi said brokerages may look to take on more deposits and offer debt consolidation loans, for example.
|
|
"There's a tremendous optimism about online brokerages offering bitcoin to retail customers in 2019," Susquehanna's Smith said.
|
|
Commonly called FATCA, it requires foreign financial institutions — banks, insurance companies, stock brokerages, hedge funds, trusts, etc.
|
|
At least three brokerages raised their price targets and one upgraded the stock to "outperform" from "perform".
|
|
This enabled them to attract the best people and create a dominant sales force amongst the brokerages.
|
|
These types of brokerages connect manufacturers and retailers that are shipping goods with truck owners and fleets.
|
|
Domestic brokerages and investment banks offer sell-side credit research, often bundled for free alongside equity research.
|
|
Of the 26 brokerages covering Goldman, 15 rate it "buy" or higher, 10 "hold" with one "sell".
|
|
The Shanghai stock exchange said in a statement it reached the decision after consulting with domestic brokerages.
|
|
Provisions for credit losses rose by C$16 million, but were better than estimates of most brokerages.
|
|
Restrictions on foreign investment are being phased out or lifted on banks, brokerages and asset-management companies.
|
|
At least nine brokerages raised their price target on Lululemon's stock, with Barclays being the most bullish.
|
|
At least eight brokerages raised their price targets for the company's shares by as much as $50.
|
|
At least 14 brokerages raised their price target on Lululemon's stock, with Barclays being the most bullish.
|
|
This was below the 4.47 billion euro consensus forecast in a Reuters poll of banks and brokerages.
|
|
The FSCO plays a particularly important role because it supervises brokerages in Toronto, Canada's biggest housing market.
|
|
Banks, prepaid debit cards, and brokerages are all blurring into each other, offering much the same products.
|
|
Grappling with compliance and the costs involved has become a onerous task for most banks and brokerages.
|
|
A rush of brokerages moving to eliminate US commissions has attracted attention beyond the online-trading space.
|
|
The bank is looking to hire people from online brokerages to help drive that strategy, he said.
|
|
Accounts could be designated at any financial institution operating in the state, such as banks and brokerages.
|
|
Accounts could be opened at any financial institution operating in the state, such as banks and brokerages.
|
|
The market reacted similarly, with shares of online brokerages promptly falling on Thursday, when it was announced.
|
|
Some brokerages cut their target prices on both stocks with traders saying the recent gains were overdone.
|
|
China has opened more than 6,000 trading accounts, including the country's oil majors and about 150 brokerages.
|
|
While mainland banks and brokerages have become notable for their size, they are also parochial and inexperienced.
|
|
Separately, shares of online brokerages dropped after Charles Schwab said it will eliminate commissions on stock trades.
|
|
Founder Securities is one of China's biggest brokerages, with a market capitalization of more than $10 billion.
|
|
Charles Schwab, E*Trade, TD Ameritrade – The discount brokerages are seeing their stocks pressured, following a CNBC.
|
|
Growth in the business has slowed as banks and brokerages shrank in the face of weak trading.
|
|
Mike McMahon has had little trouble landing jobs at brokerages despite a trail of allegations and settlements.
|
|
Where to open a Roth IRAYou can open a Roth IRA at most major brokerages or banks.
|
|
At least 217 brokerages raised their price targets for the company's shares by as much as $290.
|
|
Huatai, among China's largest brokerages, had earlier risen as much as 7.1% to $21.96 on the day.
|
|
On Tuesday, Massachusetts' William Galvin, secretary of the commonwealth and that state's securities regulator, announced an investigation into how top U.S. brokerages handle customer buy and sell orders to see whether fees the exchanges pay brokerages for those orders prevent customers from getting the best price for their trades.
|
|
At least 11 brokerages raised their price targets on Alphabet, while two cut their price on the stock.
|
|
Brokerages say steel prices are expected to rise by up to 15 percent over the next six months.
|
|
This version even allows you to auto-import your investment data directly from many popular banks and brokerages.
|
|
CSRC also published draft rules on Friday to better regulate overseas expansion by Chinese brokerages and asset managers.
|
|
When stocks sold off last summer, China organized large-scale purchases by government-linked brokerages and investment funds.
|
|
Beyond Meat's projections also prompted at least three brokerages, including J.P. Morgan's Goldman, to raise their price targets.
|
|
He did not, however, suggest that this is a stepping stone to putting Realogy brokerages' listings on Amazon.
|
|
In total, the SEC has recouped $22017 million in ill-gotten gains from investment firms, traders, and brokerages.
|
|
Brokerages such as 4Front Logistics connect manufacturers and retailers that are shipping goods with truck owners and fleets.
|
|
Russian companies normally trade currencies on the exchange via commercial banks or brokerages, paying commission on the transactions.
|
|
It ranked eighth among mainland brokerages by assets at the end of 2014, according to industry association figures.
|
|
Credit Suisse and RBC cut their price targets on the stock, along with at least four other brokerages.
|
|
How has China brokerages, or Citic Securities, in particular, been able to grab a piece of that action?
|
|
As of October 2016, there were 88 brokerages operating in Turkey, almost half of them offering leveraged transactions.
|
|
Andrade received bribes from brokerages to sell dollar-denominated bonds on behalf of the government, the documents say.
|
|
Shares of the brokerages, however, shrugged off the fines to trade higher in Hong Kong and the mainland.
|
|
Unlike other online brokerages, Reali has invested in and created an end-to-end transaction and collaboration platform.
|
|
Advanced Micro Devices gained 7.6 percent and Qualcomm was up 2.6 percent after brokerages upgraded the chip stocks.
|
|
When you move, promptly inform banks, brokerages, retirement savings institutions and businesses that issue interest or dividend checks.
|
|
That beat even the highest estimate of 4.17 billion euros in a Reuters poll of banks and brokerages.
|
|
At least two brokerages downgraded the stock, citing uncertainty and doubts in investors' minds about the bank's future.
|
|
Meanwhile, traditional trucking companies like Schneider have set up their own brokerages because — again — sales typically outpace capacity.
|
|
Several brokerages lowered ratings and price targets on the stock, disappointed that GE's plan was not more aggressive.
|
|
A number of 'brokerages' have moved in on the opportunity to connect sellers and buyers for a fee.
|
|
Investors found some solace also in third-quarter results from banks and brokerages, pushing up the financial sector.
|
|
On Monday, the Financial Supervisory Commission, the island's financial regulator, said five brokerages reported they had been targeted.
|
|
Analysts had predicted Q4 revenues of $109.7 million, a Thomson Reuters survey of 11 banks and brokerages showed.
|
|
At the time, the company was directing prospective buyers to listings held by traditional brokerages like Keller Williams.
|
|
Other brokerages are doing the same and requesting that agents show listings through video chat or private showings.
|
|
Maintaining a balance between banks, market makers, and retail brokerages was important when adding new strategics, Kellner said.
|
|
The former proved to be so successful traditional discount brokerages were forced to adapt, dropping their own commissions.
|
|
The bank is currently considering adding other tiers that would incentivize people to pull money from other brokerages.
|
|
At least six brokerages cut their price targets on the stock, bringing the median target price to $925.
|
|
At least 2 brokerages downgraded their ratings on the stock on Wednesday, while 65.753 cut their price targets.
|
|
Only five of 36 brokerages rate Snap as "buy" or higher, 18 "hold" and 13 "sell" or lower.
|
|
Analysts from brokerages including Canaccord, Stifel, Wedbush, JPMorgan and Credit Suisse published upbeat notes reacting to Lyft's report.
|
|
JSW Steel fell to a two-month low after brokerages cut target prices, citing concerns over debt and margins.
|
|
L Brands fell 8 percent to $66.40 after a host of brokerages cut their price targets on the stock.
|
|
In terms of talent, Morgan Stanley is curbing costly recruitment efforts, the primary way brokerages attract new client assets.
|
|
At least eight brokerages raised their price targets on Facebook stock, while one cut its price on the stock.
|
|
L Brands fell 8.5 percent to $66.08 after a host of brokerages cut their price targets on the stock.
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Among brokerages, Hong Kong-listed Citic Securities was up 3.29 percent and mainland-listed Huatai Securities added 8.12 percent.
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Mahon has previously led independent brokerages HER Realtors of the Midwest and First Team Real Estate of Southern California.
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Trading has been expensive and difficult, with brokerages offering limited access and specialist websites like Coinbase reporting regular outages.
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"I think this is setting the new standard for brokerages in this space," Dave Nadig, managing director of ETF.
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Wall Street brokerages' median price target for the stock, however, is still $193, a 60.4% upside to current levels.
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Fourteen out of 25 brokerages rated the stock "buy" or higher and the rest "hold", according to Refinitiv data.
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Brokerages would generally only be able to use the fund's for a maximum of 12 months, the regulator added.
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The brokerage cut its price target to $1,040 from $1,050, one of at least five brokerages to do so.
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Six out of eight brokerages have a "hold" rating, while the other two have a "buy" or higher rating.
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Online advertisements show that online binary options brokerages seek to hire new migrants to Israel for their language skills.
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The bank has long been one of the top two stock brokerages in terms of revenue and customer rankings.
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A series of class action lawsuits have accused various banks and brokerages of conspiring to manipulate U.S. Treasury auctions.
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Other Japanese brokerages including Daiwa Securities Group Inc and Sumitomo Mitsui Financial Group Inc's SMBC Nikko - the country's no.
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A number of brokerages had previously said they were expecting roughly no change in the company's non-interest expenses.
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Brokerages will also have to vet data gathered by analysts and ensure undisclosed material information isn't passed to clients.
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With this, the broker will join other online securities brokerages such as GMO Internet Inc and Money Partners Group.
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The drop looks worse than it was as brokerages' profits were very strong in the first half of 2015.
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By and large, asset managers would have reason to be frustrated with discount brokerages cutting visible fees for investors.
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You can find these accounts at investment brokerages, robo-advisers, and traditional banks, and they offer tax advantages, too.
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Brokerages Charles Schwab and TD Ameritrade have channeled Netflix in pricing and recommendation products, respectively, rolled out this year.
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McDonald's was up 1.6 percent at $117.08 and Procter & Gamble rose 1.8 to $76.29 after brokerages upgraded both stocks.
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The company is one of the top three retail brokerages, according to capital markets research and consulting firm Tabb.
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SMTH said on Wednesday it will sell investment products such as mutual funds through Hana Financial's brokerages and subsidiaries.
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When defaults spread to brokerages in June, regulators brought them and their creditors, mostly banks, together in emergency meetings.
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The brokerages then lend to customers, and they often allow them to extend leverage if they have a problem.
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Five brokerages told Reuters that a combined total of 13,000 new accounts for equities trading were opened in March.
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The brokerage's new, $515 price target makes it the biggest Tesla bull of the major brokerages on Wall Street.
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Shares in Netflix Inc fell 1.21%, after two brokerages cut price targets on the video streaming service provider's shares.
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One of Wall Street's top brokerages on Tuesday announced that its base case for President Donald Trump is impeachment.
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Some brokerages, including Goldman Sachs and Bryan Garnier, raised their recommendations on the stock after the strategy was released.
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The ritual of throwing blizzards of ticker tape from the windows of stock brokerages has become a cherished tradition.
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Analysts expect the trend to continue, but warn that brokerages' pursuit of rich clientele comes with its own risks.
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Brokerages and lawmakers were also concerned about an earlier requirement that brokers sign contracts with clients at initial meetings.
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Chinese brokerages, such as Haitong International Securities and Yongan, are also competing with other global players in the space.
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Multiple agents and brokerages are involved in the deal, and are hoping the sellers hold out for a developer.
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Piper Jaffray initiated coverage of cannabis producers, joining a short — but growing — list of Wall Street brokerages watching the industry.
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Some brokerages, like Empire Flippers, charge sellers a a fee and take a 2100% on the sale of the business.
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SEC rules require brokerages to hold customer money in segregated accounts that are shielded from creditor claims against the bank.
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The average forecast in a Reuters poll of banks and brokerages was for operating profit of 10.9 billion this year.
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They declined to give details on how its partnerships with brokerages will work in terms of fees, underwriting or collateral.
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Nike rose as much as 2.8 percent to a record high after two brokerages raised their ratings on the stock.
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Banks, brokerages and insurers in global financial centers are investing in the computer code that underlies the bitcoin virtual currency.
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SEC-registered investment advisory firms and their advisors, which are regulated differently than brokerages, must adhere to that fiduciary standard.
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Brokerages and their brokers are regulated by the Financial Industry Regulatory Authority, which in turn is overseen by the SEC.
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Brokerages then open their order books for a set period, at the end of which a sale price is determined.
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For years Western insurance firms, asset managers and brokerages have been allowed to own only minority stakes in local firms.
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And with brokerages and asset managers investing heavily in their staff as they professionalise, demand for their services is strong.
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Analysts are bullish on the stock, with 14 of 15 brokerages rating it "buy" or higher, and one at "hold".
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On Wednesday, Li said China would remove business restrictions on foreign banks, brokerages and fund management firms, without giving details.
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One bright spot for brokerages is a flurry of overseas acquisitions by Chinese companies looking to sidestep slowing domestic growth.
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The subdued markets last year meant brokerages' net profits sank, leaving bankers anticipating job cuts and large cuts in bonuses.
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Morgan Stanley and JP Morgan - the two brokerages most bullish on Netflix's stock - each raised their price target to $210.
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DowDuPont fell 2.1 percent after brokerages lowered their price targets on the chemical company, citing bad weather and margin pressures.
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Critics have said the additional costs would force brokerages to dump less well-heeled clients in favor of wealthier ones.
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In its battle against speculators during the market crisis, Beijing netted journalists, senior executives in brokerages and even securities regulators.
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Barclays was the first of 11 major banks and brokerages to be fined in 2012 following allegations of rate-rigging.
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Luparello, 58, stepped down in January as head of the SEC's Trading and Markets division, which oversees exchanges and brokerages.
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Abbott Labs jumped more than 3 percent to a record $59.02 after two brokerages upgraded the company's stock to "overweight".
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Still, Shimizu said buying large securities firms could risk a loss of control - something that has hit Japanese brokerages before.
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In many cases the credit segment is not included in their operations; these banks are solely vehicles of securities brokerages.
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There is a large community of domestic speculators and a network of brokerages, which should help the new contract succeed.
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It has grown rapidly through acquisition of other brokerages, and was the sixth-largest US brokerage by transactions in 2018.
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Earlier this year, members of Mexico's association of brokerages asked the stock exchange to look into Elektra's share price gains.
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At least nine brokerages downgraded the stock to "hold" from "buy", saying the company's lofty valuation was no longer justified.
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Between 60 and 98 of the 3,712 brokerages that FINRA oversees would meet "restricted firm" preliminary criteria annually, FINRA said.
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Six brokerages, including JP Morgan and Credit Suisse, reduced their price targets on the stock to as low as $5003.
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While the company receives most of its revenue from mortgage lenders, it also works with title companies, notaries, and brokerages.
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A small tax, say 0.8 percent, on data brokerages based in the United States would generate about $2 billion annually.
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I recently got licensed so I'm meeting with a few different brokerages before deciding which one to begin working with.
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We compared nearly two dozen brokerages, placing heavy weighting on their advisory and trading fees, investment philosophy, and investment options.
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Real estate brokerages and agents across the country are looking for creative ways to sell homes during the coronavirus outbreak.
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The offer will be underwritten by brokerages GBM and Actinver as well as investment bank Credit Suisse, two sources said.
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From peak to trough, UBS said February stocks is down among rail (-6.9%), parcel (-11.3%), trucks (-10.9%), and brokerages (-6.6%).
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Read more about how the new wave of fractional trading will work, and what&aposs in it for the brokerages.
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Adjusted earnings before interest and tax (EBIT) is seen falling 11 percent in a Reuters poll of banks and brokerages.
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In the meantime, brokerages are getting ready for its implementation, in part by shifting their business up the wealth scale.
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The figure was below an average forecast of 56.3 million euros in a Reuters poll of seven brokerages and banks.
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"The professional makeup of the C.S.R.C. is really not even up close to that of the big brokerages," Mr. Chen said.
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At least 11 brokerages cut their price targets on the stock, by as much as $80, but none downgraded the stock.
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Big banks, investment firms and brokerages have been investing heavily in financial technology lately to avoid losing customers to Silicon Valley.
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Western Digital slid 3.6 percent after RBC echoed other brokerages in warning that falling NAND chip prices would hit the company.
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As a result some Chinese brokerages are planning staff and bonus cuts, plus small indignities like the end of free coffee.
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Out of 43 brokerages covering the stock, only two have a "hold" rating and all others have "buy" or higher ratings.
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Exact Sciences was up 8.9 percent at $35.55 after two brokerages raised their price target on the diagnostic test maker's shares.
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At least two brokerages said the full-year consensus profit estimate was likely to rise by a mid-single digit percentage.
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The stock was up 9.2 percent at $336.11, getting an extra boost after at least 12 brokerages raised their price targets.
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Under the plan, announced in 2014, member brokerages and Israeli and foreign banks including Citicorp, UBS and HSBC would become shareholders.
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On Friday, sources told Reuters that China's securities watchdog has surveyed Chinese brokerages and fund managers for signs of financing stress.
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Of the 39 brokerages covering the stock, 23 rate it as "buy" or higher, 11 "hold" and five "sell" or lower.
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But the debate has focused in no small part on Facebook and Google-style business models involving data brokerages and ads.
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Analysts had expected $1.14 per share, but several Wall Street brokerages said those estimates did not account for the tax benefit.
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Nvidia was up 2.7 percent at $104.47 after brokerages Goldman Sachs and Mizuho raised their price targets on the chipmaker's stock.
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Fifth Wall targeted the largest homebuilders, brokerages, office and retail building owners in Europe, Asia and the United States, he said.
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Investors interested in physically owning commodities like precious metals can look to specialty banks or brokerages that provide direct purchasing opportunities.
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Uber may be years from an initial public offering, but it's already pushing stock to retail investors through Wall Street brokerages.
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Eleven banks and brokerages have been fined a total of $9 billion to settle rate-rigging allegations in a global investigation.
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Of the 44 brokerages that cover the company, 40 have a positive recommendation on the shares, according to Thomson Reuters data.
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ET. DowDuPont fell 1.5 percent after brokerages lowered their price targets on the chemical company, citing bad weather and margin pressures.
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Defaults could hit the value of collateralized bonds, triggering margin calls and increase the risks at brokerages, which lend the money.
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Emily: Now you talk about Citic Securities, but you're amongst the many Chinese brokerages that are now here in Hong Kong.
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Of 27 brokerages covering the stock, nine have a "buy" or higher rating, 10 "hold" and eight have "sell" or lower.
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Another pair of major brokerages cut price targets for a stock that has shed around $50 billion in value since Monday.
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HomeLight analyzes more than 40 million real estate transactions and over 1.4 million agent profiles from major brokerages for each transaction.
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Compare that with most IRA accounts at major US brokerages, which for the most part charge zero monthly or annual fees.
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We would, in five years, wake up and look just like all the traditional trucking companies and brokerages that exist today.
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Under the plan, announced in 2014, member brokerages and Israeli and foreign banks including Citigroup, UBS and HSBC would become shareholders.
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Traditional brokerages looking for ways to offset revenue lost from dropping commission fees can look to the public cloud for help.
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In looking at brokerages, it helps to get a sense of each one's approach, and how it aligns with your own.
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Annual inflation MXCPIA=ECI is seen at 3.20% for August, according to a median forecast of 12 banks, brokerages and analysts.
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China's move on foreign financial services would allow international securities firms and insurers to control brokerages and other businesses in China.
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Ten foreign intermediaries have registered, including J.P.Morgan, Bands Financial, Straits Financial Services and other Hong Kong based affiliates of domestic brokerages.
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Several online brokerages, including Charles Schwab Corp and TD Ameritrade Holding Corp, did not allow trading of the new futures immediately.
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Ten foreign intermediaries have registered, including JPMorgan, Bands Financial, Straits Financial Services and other Hong Kong-based affiliates of domestic brokerages.
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The brokerage had rapidly expanded since it was founded through a strategy of acquiring other brokerages and emphasizing its technology stack.
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The new price target implies a 12-month upside of 23% from and is the highest among major Wall Street brokerages.
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At least 12 brokerages raised their price targets on the stock, with the highest now Deutsche Bank analysts' $55 a share.
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Some online brokerages such as E-Trade and TD Ameritrade offer access to bitcoin futures, but not the digital currency itself.
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For comparison, data provider Refinitiv's broader survey of analysts from major brokerages currently forecasts a 210% rise in earnings this year.
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For comparison, data provider Refinitiv's broader survey of analysts from major brokerages currently forecasts a 210% rise in earnings this year.
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These brokerages will employ agents as employees, instead of freelance contractors, and will chop the agent job into multiple different roles.
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These savings are what allows these brokerages to have lower commissions, a trend that could continue as their margins get better.
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At least three brokerages raised their ratings on Vertex's stock: Barclays to "overweight", Janney to "buy" and Raymond James to "outperform".
|
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Implementing the rule, handed down by the U.S. Department of Labor, is expected to be costly and complicated for large brokerages.
|
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The move to add commission-free trades comes as many discount brokerages and big banks have slashed commissions in recent months.
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For context, in September, TD Ameritrade bought Scottrade, combining two of the largest online brokerages, both of which use the data.
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The deal, which would combine the two largest U.S. discount brokerages, is expected to close in the second half of 2020.
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In the last few years, Chinese commodity exchanges and brokerages have set up offshore operations to better serve clients outside China.
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Coty Inc dropped for the second straight day, down 2.4% as multiple brokerages cut price targets on the cosmetics maker's shares.
|
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The news of the West Coast firms' merger and franchise affiliation comes amid a backdrop of consolidation and cost cutting for brokerages.
|
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Shares of Marsh & McLennan, which bought one of the largest insurance brokerages in Texas in 2015, closed up 0.5 percent on Monday.
|
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The rule also requires brokerages to hire outside accountants, such as PwC, to conduct routine audits to ensure compliance with the rules.
|
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AVEVA climbed 6.7% higher as brokerages cast a bullish view on the stock after the industrial software company posted results on Thursday.
|
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Most brokerages are optimistic on the stock, with four of them rating the stock "buy" or higher and only one recommending "sell".
|
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Brokerages that are not licensed to issue CDS may be required to apply for that status through licensed brokers, the sources said.
|
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Brokerages allow you to fill out paperwork granting an advisor access and specifying actions he or she can take on your behalf.
|
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Booking Holdings Inc slipped 2.5 percent after two brokerages downgraded the online travel company and warned of higher costs from increasing competition.
|
|
IBM fell 2.6 percent after reporting its 18th straight quarter of revenue decline, attracting a flurry of price target cuts from brokerages.
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At least three brokerages raised their price targets, with Credit Suisse being the most bullish, upping its target by $55 to $125.
|
|
Last November, the stock regulator had widened its probe on brokerages to include the country's fourth-biggest securities firm China Haitong Securities.
|
|
However, several advisers surveyed by The Post estimated there is between $100 billion and $250 billion in outstanding SBLs among all brokerages.
|
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The net profit result was higher than the highest forecast of 202 million euros in a Reuters poll of banks and brokerages.
|
|
DowDuPont fell 1.3 percent after two brokerages cut their price targets for the chemical company's stock, citing bad weather and margin pressures.
|
|
However, this year, bond issues, IPOs as well as mergers and acquisitions will remain bright spots for China's brokerages, according to analysts.
|
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Credit Suisse joined other brokerages in lowering its outlook for bank margins after the recent rate cut by Reserve Bank of Australia.
|
|
DowDuPont fell 1.6 percent after two brokerages cut their price targets for the chemical company's stock, citing bad weather and margin pressures.
|
|
At least eight brokerages cut their price targets on the company's stock, with FBR Securities reducing the most, by $8 to $55.
|
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Of the 20 brokerages covering the stock, 4 rate the stock "buy" or its equivalent, 9 a "hold" and 7 a "sell".
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Under the Japan Securities Dealers Association's (JSDA) guidelines, analysts at brokerages will be banned from gathering information that could reveal earnings results.
|
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Under the demutualization plan, announced in 2014, member brokerages and Israeli and foreign banks including Citicorp, UBS and HSBC would become shareholders.
|
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Several online brokerages including Charles Schwab and TD Ameritrade will not allow the trading of the newly launched futures from day one.
|
|
The proposals have alarmed some brokerages and banks in the global financial hub who worry such rules leave their trading strategies exposed.
|
|
Banks were led lower by Standard Chartered, which fell 6.2 percent after several brokerages cut their target prices following a recent rally.
|
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Investigators are looking into emails received by the brokerages seeking payment to avert cyber attacks known as distributed denial of service (DDoS).
|
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At least 6 brokerages raised their price targets on the Nordstrom stock after the company posted strong quarterly results across the board.
|
|
Not charging for trades is a boon for consumers, but it has left the brokerages scrambling to find ways to maintain profits.
|
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As Curbed reported, brokerages like New York-based Ideal Properties Group and Brown Harris Stevens are encouraging agents to offer virtual tours.
|
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While some brokerages have partnered with external tech providers, RE/MAX has acquired tech providers and brought its tech fully in-house.
|
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The announcement whacked shares in the big online brokerages — TD Ameritrade, Charles Schwab and Etrade — by as much as 7 percent. Why?
|
|
Eleven powerful banks and brokerages have been fined a total of $9 billion to settle rate-rigging allegations in a global investigation.
|
|
As traditional brokerages get older, several wealth-management startups have been launched, offering automated, low-cost investment advice geared at younger clients.
|
|
Quarterly net profit of 688 million euros had been expected, the average forecast in a Reuters poll of banks and brokerages showed.
|
|
Few firms have a buy rating on the shares, while prominent brokerages such as Deutsche Bank and Oppenheimer have a sell rating.
|
|
Others dismissed any chance of meaningful systematic risk due to the small amount brokerages would likely be holding to meet customer demand.
|
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To find customers, Goldman is partnering with Fidelity Investment's clearing and custody business, which caters to small brokerages and wealth management firms.
|
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The median price target on the stock is $310 and eight of 25 brokerages covering the stock rate it "buy" or higher.
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|
Three years later, the Justice Department and NAR entered into a settlement that would require all MLSes to provide listings to online brokerages.
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Out of 37 brokerages covering the stock, 20 have a "buy" or higher rating; 14 on "hold" and 3 on "sell" or lower.
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Morris said it aims to be "very, very broker friendly" — it's already being used by brokerages including CBRE, Marcus & Millichap and Cushman & Wakefield.
|
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Securities-based lending, like what Wealthfront is now offering, is popular among big brokerages as a relatively low-risk way to improve margins.
|
|
A Reuters poll among bankers and brokerages sees first-quarter adjusted earnings before interest and taxes (EBIT) down 0.33 percent to $58.6 million.
|
|
Lululemon shares tumbled more than 23 percent to $51, their lowest level since December 2015, after brokerages slashed their price targets and ratings.
|
|
The financial index jumped 0.65 percent, led by bank stocks, which gained from a surge in treasury yields and bullish calls by brokerages.
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|
The company is rated "buy" or higher by 12 of the 30 brokerages covering the company, seven "hold" and 11 "sell" or lower.
|
|
Airbus shares slumped Tuesday after three brokerages issued a forecast that earnings in the third quarter would fall by a minimum 12 percent.
|
|
Traders can further cover their tracks by establishing credit ratings at brokerages anonymously through cryptocurrencies or shell companies that they then shut down.
|
|
Market makers and brokerages have complained that the cost of market data, which has profit margins of 70 percent or more, is prohibitive.
|
|
Brokerages will be relying on bond issues, IPOs as well as mergers and acquisitions to buoy their profits this year, according to analysts.
|
|
Most brokerages will first require the American or any other foreign buyer to first purchase Canadian Dollars to use to execute the trade.
|
|
Nike, a Dow component, fell 1.68 percent after a slew of price target cuts by brokerages on concerns about intensifying competition from Adidas.
|
|
Yelp fell 7.3 percent after a host of brokerages cut their price targets on the consumer review website operator's stock following quarterly results.
|
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Deposits of euro ticked down from $3.01 billion to $2.80 billion in November as brokerages withdrew euro from their accounts, the BOK added.
|
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Nikkei futures and options contracts expiring in March were forecast to settle at 21,348.40, market participants said on Friday, citing estimates by brokerages.
|
|
As a result, several brokerages now expect Samsung's mobile business to have been the top earner for the first time in seven quarters.
|
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Brokerages Phillip Securities and Bright Smart said the shares closed at HK$89.65 and HK$90.40, respectively, in gray market trade on Tuesday.
|
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Although inflation is seen easing, most analysts at Ukrainian banks and brokerages suggest it is too early to expect any monetary policy softening.
|
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Some of this could likely be explained by the definition of the category, which includes hybrids of proptech and fintech and actual brokerages.
|
|
Yelp fell 11 percent after a host of brokerages cut their price targets on the consumer review website operator's stock following quarterly results.
|
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Banks were led lower by Standard Chartered, which retreated by 5.3 percent after several brokerages cut their target prices following a recent rally.
|
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Bitcoin futures are set to begin trading Sunday at the CBOE and a week later at the CME, and retail brokerages are bracing.
|
|
Schwab, which announced the hybrid service in December, has been one of the most aggressive established brokerages to fight back against robo-advisers.
|
|
In China itself regulations cap the involvement of foreign institutions, and Chinese banks, insurers and brokerages have been remarkably diffident about expanding abroad.
|
|
Discount brokerages, like TD Ameritrade, offer these names on their platform, and you can also purchase shares on stock-trading apps like Robinhood.
|
|
E*Trade – E*Trade will allow its customers to trade CBOE bitcoin futures, joining several of its rival online brokerages in doing so.
|
|
It has also promised to open up more fully some sectors of the economy, such as vehicle manufacturing and brokerages, to foreign investors.
|
|
You see, while most people are paying attention to the stock market, the banks, brokerages and big institutions have their money somewhere else . . .
|
|
While Fidelity isn't public, the other companies have seen their shares fall as the revenue drivers for the brokerages became even less clear.
|
|
In Australia, Japan and the United States, spread betting is illegal, although many banks and brokerages offer derivative products that emulate spread bets.
|
|
Several brokerages have said the offer is too low and Couche-Tard has indicated it is willing to engage with the Australian company.
|
|
It has since conducted two rounds of sweeps to ensure that brokerages and wealth managers are taking steps to safeguard sensitive customer information.
|
|
Just because trading has become less expensive at many brokerages doesn't mean you should trade stocks and ETFs in your portfolio more often.
|
|
As other brokerages fought the regulation, Merrill Lynch used it as an opportunity to tout its commitment to working in clients' best interests.
|
|
Of the brokerages tracked by CNBC that have published sector-by-sector forecasts for 5003, all said that they're overweight the financial sector.
|
|
Consolidation in the brokerage industry had been expected because of disruption from Silicon Valley and major brokerages' decisions to drop stock trading commissions.
|
|
Nomura (NMR) and JPMorgan Chase (JPM) have also sought permission to launch majority-owned brokerages in China after the government relaxed its rules.
|
|
WeWork is one of two flex-office companies on the list, while Compass is one of two real-estate brokerages on the list.
|
|
Regulators in at least one state think more can be done to crack down on brokers and brokerages with track records of violations.
|
|
How Forager is bucking legacy brokerage normsPremack: What else is Forager doing to avoid that culture that we see at many legacy brokerages?
|
|
Pandora Media reversed course to trade 8 percent lower as multiple brokerages slashed their price targets on the internet radio company's stock following results.
|
|
Only three brokerages cut their price targets on the stock and four others raised their targets, saying Amazon's long-term growth story remained intact.
|
|
Oracle's shares were up about 12 percent as the business software maker forecast an upbeat current-quarter profit, prompting brokerages to raise price targets.
|
|
Taylor Wimpey dropped 5.2% after multiple brokerages cut their price target on the stock after the housebuilder's downbeat results and margin warning last week.
|
|
Federal anti-money laundering rules already generally require banks and brokerages to take steps to make sure they "know their customers" who open accounts.
|
|
At least six brokerages cut their price targets on the stock, which is on track to give up most of its gains this year.
|
|
Asset manager BlackRock is marketing the FutureAdvisor platform to advisory firms, banks and brokerages that don't want to build or buy their own infrastructure.
|
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Global investigations have so far culminated in banks and brokerages paying about $9 billion in regulatory settlements and more than 30 individuals being charged.
|
|
With the economy showing signs of stabilization, and even some recovery in certain sectors, a growing number of brokerages are starting to turn optimistic.
|
|
"I would never film myself broadcasting my research," said a female analyst at one of the top three brokerages, speaking on condition of anonymity.
|
|
That in turn could further strain liquidity conditions in a market that is also a key fundraising channel for smaller fund houses and brokerages.
|
|
Brokerages Jefferies raised price target on Shoe Carnival's shares by $2 to $22 and Wedbush to $27 on expectations of better performance in 2018.
|
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The complaint by Christopher Musso comes after mutual fund company Fidelity, which also operates one of the largest U.S. online brokerages, said on Feb.
|
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Retail brokerages now sell the bulk of their orders to other brokerage firms at prices at least as good as those seen on exchanges.
|
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FXCM and other brokerages were hit hard by the SNB decision as client losses left the New York-based company with very little capital.
|
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Credit Suisse, Morgan Stanley and UBS, for example, could help private-banking clients buy and sell securities, and solicit new business through their brokerages.
|
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The buy side (hedge funds, active traders and mutual funds) and the sell side (brokerages) have been miserable because trading volumes have been awful.
|
|
Of the 25 brokerages covering the stock, 14 rate it "buy" or higher and the rest have a "hold" rating, according to Refinitiv data.
|
|
Goodyear Tire & Rubber Company — Shares of the he multinational tire manufacturing company dropped as much as 4.3 percent after two brokerages downgraded the stock.
|
|
Brokerages, also squeezed by measures to curb margin financing, don't want to be seen celebrating while they are in the spotlight over possible misdemeanours.
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Groups like the Financial Industry Regulatory Authority have ordered brokerages to hand over information about bonuses that brokers can earn for meeting sales targets.
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The company is currently rated "buy" or higher by 12 of the 30 brokerages covering the company, 7 "hold" and 11 "sell" or lower.
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Also, China's securities regulator said its Guangdong branch was closely monitoring grey-market margin financing and has banned brokerages from cooperating with shadow lenders.
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The second biggest decliner was Precision Drilling Corp , down 3.7 percent after multiple brokerages trimmed their price target on the oilfield services company's stock.
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Financial shares rose sharply on expectations that China will announce more measures to link its markets with Hong Kong's benefiting investment banks and brokerages.
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FINRA rules require brokerages to have policies and procedures in place to comply with a federal law aimed at detecting and curbing money laundering.
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Tesla rose 983 percent after two brokerages raised their price targets on the stock, citing the potential success of the company's Model 3 sedan.
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One of BlackRock's five largest funds has not yet disclosed 2016 data, while another does not direct trades to brokerages in exchange for research.
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The state-backed internet finance body was set up by the central bank, and its members include banks, brokerages, funds and consumer finance companies.
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This would make it much easier to create national brokerages well-situated to take advantage of the technologies that increasingly keep us all connected.
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CITIC and other Chinese brokerages have reported soaring profit growth after successfully navigating the stock market turmoil that began in mid-June last year.
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Like other Wall Street brokerages, Merrill Lynch pays its advisers a base amount that is a percentage of the annual revenue the broker earns.
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Despite growing concern that China's economic growth will slow, some brokerages started to paint a rosy picture for its A-share market in 2018.
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If the rule were first-in-first-out per account, it could have led investors to create multiple accounts with multiple brokerages, Ziemer said.
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But the market is notably more flooded with digital-freight brokerages than it was when McElroy and Salama got started nearly seven years ago.
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Technology has become an important part of attracting and retaining agents, and of making those agents, and the brokerages they work for, more productive.
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Two class-action lawsuits have been filed against the NAR and some of the largest real-estate brokerages, such as Realogy and Keller Williams.
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The median forecast of 10 banks, analysts and brokerages sees annual inflation of 3.95% through the end of June, compared with 4.28% in May.
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But this lost revenue has inflamed the long-time rivalry between asset managers and brokerages, which now have to divvy up a smaller pie.
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But as brokerages look to make up the revenue lost from dropping trading commissions in 2019, fractional shares could help to bridge that gap.
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On Monday, a few brokerages reported temporary issues or slowness on their customer websites, including T. Rowe Price and TD Ameritrade, that were resolved.
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Founded in 2012, Compass was valued at $6.4 billion in its most recent funding round and has grown rapidly through buying up other brokerages.
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The deal is the latest in a string of mergers in the insurance market, which has not grown quickly enough to support smaller brokerages.
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Of the 29 brokerages covering the stock, 10 have a "buy" or higher rating, nine on hold and 10 have a "sell" or lower.
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Over the past two years, Berkshire Hathaway has been establishing a presence in Westchester County by acquiring brokerages in Scarsdale, Larchmont, Eastchester and Rye.
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It also published rules to restrict the issuance of short-term financing notes by brokerages, part of efforts to reduce leverage in the financial system.
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Anky Adedansi, 29, an account manager at a digital agency, said she still preferred conventional channels such as banks or brokerages over online market places.
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At least nine brokerages raised their price targets on Lyft stock in response, with Credit Suisse the most bullish with a price target of $96.
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Yet another Wall Street analyst has cut share price expectations for Apple as Piper Jaffray joined the growing chorus of brokerages to readjust iPhone expectations.
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Due to the explosion of online brokerages, investors are accustomed to obtaining accurate price information and executing stock trades with just a few mouse clicks.
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The China Securities Regulatory Commission (CSRC) also said it would adjust risk-management rules for brokerages, encouraging them to make more long-term equity investments.
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But some brokerages recently cut their forecasts citing weaker-than-anticipated components sales, pushing the stock to its lowest level in three months on Monday.
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UBS is the last of the big four U.S. brokerages to detail plans for compliance with the controversial rule, whose fate has been in question.
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A Reuters poll of U.S. primary dealers showed brokerages still expect the Fed to raise rates twice this year, including a rate increase in June.
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Dozens of brokerages and market research firms have in recent weeks reached out to clients with ways to try to capitalize on a Warren election.
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Indeed, firms in all corners of the industry — from banks and wire-house brokerages to asset managers and even insurance companies — have seen the light.
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The franchise affiliate will be led by Michael Mahon and is a merger of two brokerages with locations in San Francisco, Lake Tahoe, and Reno.
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Out of 34 brokerages covering the stock, 25 analysts rate it 'buy' or higher and only one analyst has a sell rating on the stock.
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This year the ministry has so far been largely absent from markets where options are negotiated, according to sources at banks, brokerages and trading firms.
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But local retail investors and international investors expressed high interest in the listing, brokerages in Tokyo and a person involved in the listing told Reuters.
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Smart recommendations are the kind of thing that traditional brokerages aren't really able to offer, and are in some ways they're even disincentivized to try.
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Money reserve funds, for example, are a low-risk product that brokerages offer investors to temporarily park their cash while they prepare for stock purchases.
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Trust funds undertake money-reserve funds (MRFs), a low-risk product brokerages offer investors to temporarily park their cash while they prepare for stock purchases.
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Urban Outfitters jumped 12 percent after the apparel maker posted a surprise rise in comparable sales, attracting a host of brokerages to raise price targets.
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But the SEC and the Financial Industry Regulatory Authority, Wall Street's self-funded regulator, combined were able to examine 51 percent of all registered brokerages.
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Regulators have already taken steps to cut the scale of borrowing, even if compliance has been patchy, and some brokerages no longer offer such loans.
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Asset manager Schroders was among the biggest FTSE 100 losers with a 2.6% drop after brokerages Jefferies and Barclays cut their ratings on the stock.
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Several brokerages raised their ratings on the stock after a study showed a less-invasive heart valve implant was superior to open surgery, Reuters said.
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Several brokerages cut their target price on the stock after GKN warned its annual profit would fall short of expectations due to disappointing aerospace trading.
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In addition, China's securities regulator said its Guangdong branch is closely monitoring grey-market margin financing and has banned brokerages from cooperating with shadow lenders.
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Seven Wall Street brokerages asked by Reuters said they expected Musk to tap investors for between $1 billion and $3 billion in the near future.
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Banks were among the heaviest fallers led by Standard Chartered, which fell 7.5 percent after several brokerages cut their target prices following a recent rally.
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Banks and brokerages on average had expected Munich Re to post a slightly higher net profit of 584 million euros, according to a Reuters poll.
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Interest in the bond issue was widespread, with both private and state-owned banks, insurance companies and brokerages lining up to buy, a dealer said.
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At least 15 brokerages raised price targets on the stock, with Morgan Stanley, Goldman Sachs and Raymond James, raising them just two days after trimming.
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The SEC will also separately consider whether to bolster the kinds of disclosures that municipalities must provide to brokerages that underwrite municipal bonds, Piwowar added.
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DUBAI (Reuters) - Saudi Arabia will allow foreigners to invest in audiovisual services, land transportation and real estate brokerages, state news agency SPA reported on Tuesday.
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Separately, Caixin reported that China's securities regulator has urged securities firms, fund houses and futures brokerages to conduct self-inspections on their wealth management businesses.
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The business of investing and trading online is undergoing an industry-wide shift, with many big brokerages sending their commissions to zero as competition mounts.
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Credit Suisse has said it was standard industry practice for brokerages such as Wells Fargo to pay the deferred compensation at issue to new hires.
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The net profit of 213.6 million euros ($26.56 million) was above expectations of 192 million euros forecast in a Reuters poll of banks and brokerages.
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The form also is sent to the IRS, which gives the agency a way to identify any differences in what's reported between brokerages and taxpayers.
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While the traditional online brokerages charge interest on a specific loan amount, Robinhood Gold's flat monthly fee covers how much "buying power" a customer requests.
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More than 20 brokerages cut price targets on the shares, which have fallen more than 50 percent since chief executive Jack Dorsey returned in July.
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UBS has the smallest work force of the four traditional Wall Street securities brokerages, which also include Morgan Stanley , Merrill Lynch and Wells Fargo Advisors.
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Wall Street analysts are overwhelmingly bullish on the stock with 46 of 50 brokerages rating it "buy" or higher, three "hold" and only one "sell".
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China earlier this year announced it would allow 51 percent foreign ownership of brokerages and life insurers, with that cap to be removed by 2021.
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Fang also said that a number of U.S., Japanese and European investment banks had applied to raise their stakes in domestic brokerages to 51 percent.
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This industry exists solely to collect our information and sell it as a commodity to retailers, advertisers, marketers, even other data brokerages and government agencies.
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In fact, real estate brokerages and agents across the country are already looking to virtual tours to help sell homes during the COVID-19 outbreak.
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No other Chinese brokerages and financial institutions have cut ties with UBS, but some in the Chinese financial community have rejected an apology from UBS.
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At least eight Wall Street brokerages cut their price target for Tesla in May to an average of $280.31 a share, according to Refinitiv data.
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It reported a 2017 loss of 497 million euros, worse than the loss of 290 million forecast by nine banks and brokerages polled by Reuters.
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At least three brokerages raised their target price on the company's stock largely banking on the possibility of cash returns, while three cut price targets.
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Though some of those brokerages experienced infrastructure troubles recently, Robinhood's massive outages could push users towards those incumbents that they might perceive as more stable.
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For instance, while New York declared a state of emergency last weekend, major brokerages in Manhattan have yet to see a significant impact on business.
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Over the past few years, expense ratios and trade commissions on ETFs have been lowered by many major brokerages, including Vanguard, Fidelity, Schwab and more.
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Convoy, recently valued at $2.75 billion, is among the buzziest in the truck-brokerage space, and Uber and Amazon have both launched their own brokerages.
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Traditional brokerages have been increasingly turning to agent teams; according to the National Association of Realtors, 26% of agents were on agent teams in 2018.
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That's why most fund companies and brokerages have switched their default money market fund for retail clients from a prime fund to a government fund.
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Credit card companies, brokerages and banks have been testing artificially intelligent chatbots on Facebook Messenger, which feed customers account details and notifications about recent transactions.
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To offer real-time fractional-share trading, some brokerages have chosen to hold an inventory of stocks in order to immediately fill customers' fractional orders.
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Twelve of 31 brokerages covering the stock rate it "buy" or higher, 7 "hold" and 12 "sell" or lower, according to IBES data from Refinitiv.
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The share slide wiped off more than $315 million from the company's market capitalization and at least six brokerages cut their price targets on the stock.
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But of the 33 brokerages now covering the stock, 21 have "buy" or higher ratings, 11 are on "hold" and just one has a "sell" rating.
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Last December, the Moscow Exchange signed MOU with Chinese brokerages CITIC Securities and Galaxy Securities, paving access for their clients to Russian securities traded in Moscow.
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Growing scale has helped Magnetis cut management fees to 0.4 percent, well below the 0.8 percent to 1 percent that banks and brokerages typically charge customers.
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At least 10 brokerages cut their price targets on the stock, with Deutsche Bank the most bearish, cutting it by as much as $225 to $1,825.
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Robinhood replaces the traditional brokerages like Scottrade and E*Trade which charge per trade to cover their brick-and-mortar franchise, sales staff and marketing spend.
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At least 14 brokerages lowered their price targets on the company, with BMO Capital Markets the most dour, cutting its price target to $175 from $225.
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Shares of National Australia Bank were at their highest close in three months as brokerages Jefferies and Morgan Stanley upgraded the stock's rating and price targets.
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At least six brokerages hiked their price targets on the stock, with Jefferies making the most aggressive move by raising its target by $50 to $210.
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At least eight brokerages hiked their price targets on the stock, with Jefferies making the most aggressive move by raising its target by $50 to $210.
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Wall Street was enamored Thursday morning with Facebook's first-quarter earnings report, with a handful of brokerages lauding the company's cash flow, user growth and revenue.
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Sang, who had worked at leading Chinese brokerages before joining UBS, left the Swiss firm in November 2017, the website of Securities Association of China shows.
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And the chief question-askers are not investors themselves but analysts at brokerages looking to sell companies' shares to putative investors (known as "sell-side" analysts).
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Brokerages initially expressed concern over whether there would be sufficient demand for the IPO given the size of the sale but have since reported strong interest.
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Brokerages have hired thousands of trainees in recent years to build up a next generation of advisors, but about half drop out, according to media reports.
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At least 21 brokerages, including Goldman Sachs and RBC Capital Markets, raised their price targets on the stock, praising the company's focus on developing original content.
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Monster Beverage fell 143 percent to $132.06 after a host of brokerages cut their price targets on the energy drink maker's stock following its quarterly result.
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She believed in me more than I believed in myself, which helped catapult me to one of the most successful female-owned independent brokerages in Atlanta.
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It will also have to compete with the big brokerages like Charles Schwab that are responding to its invasion of their market by lowering trading fees.
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The allegations involve trade and order audit data that brokerages submit to FINRA, and which the regulator uses to detect, among other things, possible market manipulation.
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The stock closed up 8.5 percent on Monday after two brokerages said the company could meet its production targets for the second half of the year.
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Among stocks, Tesla rose 2.35 percent after two brokerages raised their price targets on the stock, citing the potential success of the company's Model 3 sedan.
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There are costs to leaving the recruiting game amid a decade-long trend of advisers moving from Wall Street brokerages to independent outfits, like Raymond James.
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At least seven brokerages cut their targets for the stock after what was the first same-store sales miss compared to consensus estimates in six quarters.
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Nikkei futures and options contracts expiring in December were estimated to settle at 21,618.88, market participants said after the Friday market open, citing estimates by brokerages.
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Eighteen Wall Street brokerages raised their price targets on the stock, with Wedbush and Evercore making the most aggressive moves by raising their targets by $150.
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Among stocks, Tesla rose 1.84 percent after two brokerages raised their price targets on the stock, citing the potential success of the company's Model 3 sedan.
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Amazon rose 1.9 percent, extending gains from last week when data showed U.S. holiday spending surged to 12-year high, prompting price target hikes by brokerages.
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"The loans we make are deals between us and investors and are none of brokerages' business," said Xiao Xiao, a saleswoman at shadow financing platform xianniuwang.com.
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Among stocks, Tesla rose 1.74 percent after two brokerages raised their price targets on the stock, citing the potential success of the company's Model 3 sedan.
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At least 11 of the 43 brokerages who rate Apple shares raised their price targets for the stock, with Citigroup raising it by $45 to $250.
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Mall operator Intu Properties , which sank 17% in the previous session on the prospects of a cash call, lost another 6% as brokerages downgraded the stock.
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Sales of the therapy rose 24.92% to $21.90 billion in the third quarter, sweeping past estimates of $274 billion, according to five brokerages polled by Refinitiv.
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The changes include a previously announced decision to allow 51 percent foreign ownership of brokerages and life insurers, and to remove that cap entirely by 2021.
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Chinese stocks also rose on Monday after the state margin lender said if would resume some short term lending businesses and cut borrowing costs for brokerages.
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Brokerages like TD Ameritrade advertise commission-free futures trading, but would charge interest for margin loans, with the rate based on the size of the loan.
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Among stocks, Tesla rose 1.83 percent after two brokerages raised their price targets on the stock, citing the potential success of the company's Model 3 sedan.
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Last month, Chicago-based derivatives exchanges Cboe Global Markets and the CME Group launched bitcoin futures, but some banks and brokerages remain reluctant to trade them.
|
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Major brokerages Charles Schwab and Fidelity have announced that customers will no longer pay fees to trade US stocks but the UK landscape is markedly different.
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Asset managers paying for external research may be more selective about what analysis they want from brokerages, and may decide to produce more themselves, analysts said.
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"Just another example of the blurring of banks and brokerages," said James Angel, an associate professor of finance at Georgetown University who specializes in market structure.
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According to a Reuters poll of banks and brokerages, sales in 2019 are seen down 4 percent, while EBITDA is expected to decline by a quarter.
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Brokerages have hired thousands of trainees in recent years to build up a next generation of advisers, but about half drop out, according to media reports.
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Eight brokerages cut their price targets for Apple, but only one - Bank of America Merrill Lynch - cut its rating on the stock, to neutral from buy.
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In some cases, FINRA expels brokerages from the industry because of regulatory violations, including being unable to pay aggrieved customers who won arbitration cases against them.
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Outstanding margin financing - money investors borrowed from brokerages to buy stocks - has exceeded 1 trillion yuan ($151.90 billion) for the first time in almost two years.
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Fashion retailer Ted Baker slumped 9% to a record low after HSBC slashed its price target by more than half to lowest compared to other brokerages.
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According to Hamm, most brokerages have moved to accepting fees via money orders or certified checks, and some take credit cards for deposits and application fees.
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Japan's Nikkei share average dropped on Tuesday with semiconductor equipment manufacturers' stocks hit by weakness in U.S. tech shares overnight, undercutting gains for banks and brokerages.
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Where it stands: Iran could leverage cryptocurrencies, crypto exchanges and brokerages, and other cryptocurrency applications to evade sanctions and ease the financial strain on Iranian companies.
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The broader index was driven by gains in brokerages, automakers and some tech stocks: Samsung Electronics closed up 2.38 percent and Hyundai Motor rose 0.113 percent.
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The ruling party is working on measures to support the bourse from next year, including exempting employees of the capital market and brokerages from income tax.
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The ostensible function of the Moscow desk was straightforward: it bought and sold stock for approved corporate clients—mutual funds, brokerages, hedge funds, and the like.
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Most online brokerages are somewhat undifferentiated beyond differences in pricing, while their clunky, unstylized products don't generate the same brand affinity as people have for Robinhood.
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You'll find some of the best rates at online banks and brokerages, including Ally, Capital One 360, CIT Bank, Wealthfront, Betterment, and Marcus by Goldman Sachs.
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More than 60 institutional investors and brokerages from Europe, Britain, Switzerland and Asia took part in the deal, and Russian investors showed "significant interest," Alfa added.
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In Brazil, a 0.603% rise in meat processor JBS, were countered by losses in Homebuilder MRV Engenharia and miner Vale following target price cuts from brokerages.
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Commissions have been falling for decades as discount brokerages proliferated, a trend that accelerated as free-trading start-up Robinhood began to gain millions of users.
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In buying TD Ameritrade, Schwab is making a bid for gaining sheer size after the biggest online brokerages raced to cut commissions to zero this fall.
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This view suggests that iBuyer-like services could allow traditional brokerages to retain some of the clients that would have otherwise gone to lower cost services.
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A flurry of brokerages upgraded their stock recommendation for Dutch chip equipment maker ASML on Thursday after the firm published stronger-than-anticipated fourth-quarter results.
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REX is one in a number of alternative tech-driven real estate brokerages that charges lower fees and diminishes the role of the real estate agent.
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As incumbent brokerages like Charles Schwab and E*Trade move to copy Robinhood's free stock trading, the startup has to stay ahead in inclusive financial tools.
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Federal Reserve interest-rate cuts this year also pressured revenues for brokerages, and many analysts saw the commission wars as setting the stage for industry consolidation.
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Massachusetts securities regulators are considering changing their licensing practices after completing a review last year of brokerages with a high proportion of brokers with troubled histories.
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To fill the void on data, traders and farmers are relying on private crop forecasters, satellite imagery firms and brokerages offering analyses on trade and supplies.
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Goldman Sachs is launching a new digital platform where customers of other wealth management firms and brokerages can apply for loans, the bank said on Thursday.
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Lin is also the president of the Chinese Securities Association of Hong Kong (HKCSA), whose 124 member firms include offshore subsidiaries of Chinese brokerages and fund houses.
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The Securities and Futures Commission (SFC) directed brokerages to immediately tighten their internal controls to comply with anti-money laundering rules that came into force in 2012.
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Wall Street is now cautious on the stock in general, with 8 of 24 brokerages rating it "Buy" or higher, 9 "Hold" and 7 "Sell" or lower.
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TOKYO, Sept 9 (Reuters) - Nikkei futures and options contracts expiring in September were forecast to settle at 17,011.77, market participants said on Friday, citing estimates by brokerages.
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Huatai, one of China's largest brokerages, is expected to make its London market debut on June 17, becoming the first Chinese company to sell shares in Britain.
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As one of the larger brokerages handling Medicare Advantage plans, GoHealth is poised to benefit from an enrollment uptick in such plans, driven by an aging population.
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Quarterly net profit of 1.86 billion euros ($2.03 billion) came in above the average forecast of 1.58 billion euros in a Reuters poll of banks and brokerages.
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"Though China's securities industry has not faced major liquidity risks, brokerages still lack steady and long-term supporting measures compared with overseas financial institutions," the regulator said.
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On the day it was announced, the news wiped out more than $5 billion from the total market capitalization of online brokerages including Ameritrade and E*trade.
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Without human advisers and salespeople, the new services all undercut the pricing of full-service brokerages, which typically charge at least 1 percent of assets under management.
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Some clients have had difficulty selling their holdings at rival brokerages, which are beginning to place restrictions on the asset class, according to one of the people.
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Of five well-known brokerages that produce estimates for Boeing's full-year numbers, Cowen and Jefferies cut their 2019 delivery forecast following Boeing's decision to lower production.
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TOKYO, March 10 (Reuters) - Nikkei futures and options contracts expiring in March were forecast to settle at 19,434.30, market participants said on Friday, citing estimates by brokerages.
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Wall Street has been overwhelmingly bullish on Boeing - 22018 of the 83 brokerages covering the stock rate it "buy" or higher, while five have a "hold" rating.
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TOKYO, June 8 (Reuters) - Nikkei futures and options contracts expiring in June were forecast to settle at 22,825.20, market participants said on Friday, citing estimates by brokerages.
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TOKYO, Dec 8 (Reuters) - Nikkei futures and options contracts expiring in December were forecast to settle at 22,590.66, market participants said on Friday, citing estimates by brokerages.
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Last year, FINRA launched a review of cross-selling programs in which brokerages also try to sell clients products from other parts of the bank, like mortgages.
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However, the new rules relate only to asset management products - issued by brokerages and funds - not trust products, which are regulated separately, people at trust companies said.
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TOKYO, Dec 14 (Reuters) - Nikkei futures and options contracts expiring in December were forecast to settle at 21,618.88, market participants said on Friday, citing estimates by brokerages.
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Wall Street has been overwhelmingly bullish on Boeing - 22018 of the 21.3 brokerages covering the stock rate it "buy" or higher, while five have a "hold" rating.
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The magnitude of the forecast cut took Wall Street analysts by surprise, prompting at least four brokerages to cut their price targets by a minimum of $25.
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A couple of brokerages downgraded the stock after the drugmaker said on Monday it would spin off its off-patent drugs unit and merge it with Mylan.
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A couple of brokerages downgraded the stock after the drugmaker said on Monday it would spin off its off-patent drugs unit and merge it with Mylan .
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The Financial Services Commission of Ontario (FSCO) planned to complete five on-site examinations of mortgage brokerages identified as risky this fiscal year, which ends March 216.
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One avenue: A lawyer can often cajole, reason or badger banks and brokerages into honoring valid powers of attorney by going above local managers to higher-ups.
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A high-profile group of banks, brokerages and market makers revealed plans on Monday to join forces and start their own trading venue called the Members Exchange.
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The SAC prohibits brokerages from providing third-party intermediary services such as market making and other services for banks and trust companies to pledge listed-company shares.
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The video streaming company's shares slipped a bit to $200 after touching a record high of $143, spurred by a series of price target increases by brokerages.
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SHANGHAI, March 24 (Reuters) - China's major stock indexes fell on Thursday after state media reported 35 domestic brokerages have resumed short-selling business after a long hiatus.
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The changes announced Thursday include an earlier pledge to allow 51 percent foreign ownership of brokerages and life insurers, and to lift that cap entirely by 2021.
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Currently big investment banks and brokerages send research notes on companies for free, with brokers recouping the cost through fees for handling trades for the asset managers.
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The cuts are likely to drive consolidation as small- and medium-sized brokerages struggle with the loss of research income and falling commission fees amid growing competition.
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Brokerages including Jefferies and Wedbush raised their price targets on Shoe Carnival's shares by $2 to $22 and $27, respectively, as they expect improved performance in 2018.
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At least 21 brokerages raised their price targets on the stock, highlighting the company's growth potential from rising global Prime subscriptions and a market-leading cloud business.
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To be sure, some of these views are far more bearish than mainstream opinion in China from state-controlled brokerages, long-only fund managers, or official media.
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TOKYO, June 9 (Reuters) - Nikkei futures and options contracts expiring in June were forecast to settle at 19,997.63, market participants said on Friday, citing estimates by brokerages.
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Investors may need to take further profits in bitcoin to avoid a margin call from brokerages that would force them to sell even more assets, Aslam said.
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The cost of raising dollars through won-dollar swaps surged to a six-year high as demand for the world's reserve currency soared among brokerages in Seoul.
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Since then, the developer has hired three different real estate brokerages to handle sales; the most expensive unit under contract so far is a $10.9 million duplex.
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And over the course of a week this fall, more than 140 agents from several brokerages ranked six common obstacles to a sale, from bad to worst.
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Two internal memos that New York City real-estate brokerages sent to their agents detail their preparations for the coronavirus and how to prepare for its spread.
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Banks, brokerages, and insurers exist to serve their owners, be they stockholders in the case of joint-stock corporations, or approved customers in the case of mutuals.
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Deutsche Bank and Barclays declined to comment Global authorities have fined leading banks and brokerages about $9 billion and charged about 30 people over rate-rigging allegations.
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TOKYO, Sept 8 (Reuters) - Nikkei futures and options contracts expiring in September were forecast to settle at 19,278.13, market participants said on Friday, citing estimates by brokerages.
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At least six brokerages, including Morgan Stanley and Goldman Sachs, rated the stock "buy" or higher, citing the company's long-term growth in a highly competitive market.
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The deal, expected to close during the second half of 20073, was set in motion before the brokerages and their competitors axed online trading commissions in October.
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Net profit in the quarter rose to 213.6 million euros ($263.6 million), above expectations of 192 million euros forecast in a Reuters poll of banks and brokerages.
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TOKYO, March 9 (Reuters) - Nikkei futures and options contracts expiring in March were forecast to settle at 21,575.45, market participants said on Friday, citing estimates by brokerages.
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Chinese brokerages have also suffered from fewer initial public offerings, which totaled 137.8 billion yuan in 2018, a 40 percent drop from 2017, according to TF Securities.
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They were brokerages run by Russian middlemen who took commissions for initiating mirror trades on behalf of rich people and businesses eager to send their money offshore.
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In other words, if people actually cancel Netflix subscriptions as fast as the BofA survey suggests, brokerages across Wall Street would have to readjust their revenue forecasts.
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Many migrants, including tens of thousands of Vietnamese, travel to Malaysia through formal labor contracts that are governed by state quotas and arranged through accredited labor brokerages.
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Brokerages listed on mainland China also rallied on Monday: Huatai Securities closed up 9.73 percent, China Merchants Securities soared 7.38 percent and Citic Securities advanced 6.18 percent.
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At least 13 brokerages raised their price targets on the stock, with Citigroup making the most bullish move by raising its price target by $30 to $200.
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Authorities around the world have fined leading banks and brokerages about $9 billion and charged about 30 people over rate-rigging allegations, though some have been acquitted.
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None of the 27 brokerages covering the company recommend selling the stock, and the median price target is $69, well above current levels, according to Thomson Reuters data.
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The panel is 47% Republican and 43% Democrat, as well as 40% female and 60% male, with an even distribution across online brokerages, geographic regions, and age bands.
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SHANGHAI (Reuters) - China's securities watchdog is tightening scrutiny over gray-market margin financing, barring brokerages from facilitating shadow lending and warning against risks of another credit-fueled bubble.
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Nike dropped nearly 633 percent after the shoemaker's future orders missed analysts' estimates for the third time in a row, attracting a slew of price targets by brokerages.
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Banks and brokerages have cut their average gold price forecasts for this year and 2019, but still expect prices to stage a modest recovery, a Reuters poll showed.
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At least 916.973 brokerages raised the price target on the stock with several saying that the high levels of profitability may be a new normal for the company.
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Tesla shares rose for the first time in seven days even after more Wall Street analysts joined the growing list of brokerages concerned with the company's financial health.
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Authorities have fined some of the world's most powerful banks and brokerages around $9 billion over rate manipulation allegations and overhauled how benchmarks such as Libor are policed.
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That responsibility falls on the copyright owners themselves, which in this case are real estate agents, brokerages, Multiple Listing Services, and other users who upload photos to Zillow.
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Fourth-quarter adjusted net income increased by a fifth to 520 million euros, matching the 522 million-euro consensus forecast in a Reuters poll of banks and brokerages.
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General Electric tumbled 5.4 percent after a bunch of brokerages cut their price targets on the stock, citing higher chances of a dividend cut at the industrial conglomerate.
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To fund those ventures, LeEco borrowed billions of dollars from investors, with Jia using his own shares in Leshi Internet as collateral to secure funds from securities brokerages.
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Hotel Lotte's IPO prospectus also showed that nearly two-thirds of its shares will be allocated for distribution by global brokerages with the remainder sold through local brokers.
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Coles Group Ltd, which touched a record high during Tuesday's session after announcing a strategic reset, extending gains on the back of several price target hikes by brokerages.
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At least seven of the 43 brokerages who rate Apple shares raised their price targets for the stock, with Citigroup raising its price target by $45 to $250.
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According to a person connected to the scheme, he would then use the brokerages to drive share prices up and down while making trades from his own accounts.
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Source: FactSet As of Friday morning, four brokerages cut their price targets on Finisar, with a median target of $39 a share, according to data from Thomson Reuters.
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Although Boeing continued producing the planes, albeit at a lower rate, the brokerages said there is an increasing possibility that the company may have to halt production altogether.
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The scandal involved a total of 11 banks and brokerages and raised questions about the relationship between the BoE and banks in the run-up to the crisis.
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Thomson Reuters data showed the Hong Kong-listed brokerages are up about 6 percent this year, against the broader index gain of 4 percent, as of Thursday's close.
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Quarterly net profit of 234 million euros ($251.6 million) came in well above the average forecast of 186 million euros in a Reuters poll of banks and brokerages.
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Banks and brokerages are "fighting to get the money to be sticky on their platforms," said Todd Rosenbluth, senior director of ETF and mutual fund research at CFRA.
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But Eaton Vance faces the challenge of training investors to use the funds, demonstrating that NextShares perform well and convincing brokerages and asset managers to offer the products.
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At least five brokerages raised their price targets on the stock, with Canaccord Genuity making the most bullish move by raising its price target by $15 to $195.
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The Justice Department has looked at a number of high-speed trading firms that pay retail brokerages to sell them their flow of customer orders for stock trades.
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The reality of continued weakness on the Shanghai and Shenzhen markets has prompted some brokerages to slash commissions and scale back staff benefits to keep costs in check.
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Officials panicked, ordering big shareholders to refrain from selling, pumping money into the market and drafting state-owned brokerages and banks into a "national team" to buy shares.
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In late September and early October, many big brokerages said they would eliminate online trading commissions for US stocks and ETFs in what felt like one fell swoop.
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Overall, brokerages are on the fence on Chipotle, with 24 of the 35 analysts covering the stock rating it "hold" and the others split almost down the middle.
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However, Barclays, Mizuho and at least 9 other brokerages raised their price targets on Yahoo's stock, mostly based on the change in the value of Yahoo's Asian assets.
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But falling share prices have eroded the value of that collateral, raising the specter of forced liquidation - where lenders, often Chinese brokerages, make borrowers sell the pledged shares.
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Meanwhile, Tenev's startup is able to offer commission-free trades precisely because it follows the old model used by retail brokerages that involves generating revenue outside of commissions.
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Brokerages that remain "restricted" would have to deposit cash or securities, in additional to capital they already set aside, which they could not withdraw without permission, FINRA said.
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It turns out that was the same day one of the largest brokerages trading the futures, Interactive Brokers, began allowing clients to short, or bet against, the futures.
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That's because it also means less lending to market participants and to brokerages who then lend to clients who want to lever up and get into the market.
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Some investors are considering a move to big, bank-owned brokerages even if they cost more, according to three financial advisers, bucking a recent trend towards discount brokers.
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Quarterly net profit rose from a year earlier to 1.86 billion euros, above the average forecast of 1.58 billion euros in a Reuters poll of banks and brokerages.
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In other stock moves, wealth manager Quilter jumped nearly 9% to top the midcaps after a rise in assets under management prompted upgrades by at least two brokerages.
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Market report numbers range widely between brokerages, but Corcoran shows sales in Mattituck and nearby Laurel currently leading the pace, with housing prices up 26 percent since January.
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The rise of self-directed fractional-share trading is a product of the fiercely competitive, margin-pressured environment that startup and legacy brokerages alike are operating in today.
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One of the fastest-growing real estate brokerages in the U.S. is announcing a new service designed to make it easier for current homeowners to buy another home.
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In a change of course, Zenefits will no longer act as an insurance broker but rather will provide software to brokerages that sell benefits to companies, Zenefits said.
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Opponents say the evidence of harm to investors lies in the fact that some brokerages are changing the way they approach management of individual retirement accounts, or IRAs.
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The rise of self-directed fractional-share trading is a product of the fiercely competitive, margin-pressured environment that startup and legacy brokerages alike are operating in today.
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"Though China's securities industry has not faced major liquidity risks, brokerages still lack steady and long-term supporting measures compared with overseas financial institutions," according to the regulator.
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You Invest, which offers free stock trading, has allowed JPMorgan Chase to go up against discount brokerages such as Charles Schwab (SCHW), TD Ameritrade (AMTD) and E*Trade (ETFC).
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Red Hat jumped 10.7 percent to $99.61 after the Linux operating system distributor's second-quarter forecast came in above expectations, prompting a slew of price target lifts by brokerages.
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In a float, the company going public gets to create shares and sell them in bulk to banks, brokerages, and investment funds prior to the first day of trading.
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Some brokers are also planning lay-offs, having already pared back some of the perks that staff have long taken for granted, people at five brokerages and analysts said.
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Analysts on average had expected quarterly net profit of 182 million euros, down from 239 million in the year-earlier quarter, a Reuters poll of banks and brokerages showed.
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Recruiting packages have long been one of the most expensive line items for brokerages, but one that is hard to minimize because of aggressive competition for top-producing brokers.
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As one of the larger brokerages in the Medicare Advantage space, GoHealth is poised to benefit from an enrollment uptick in Medicare Advantage plans, driven by an aging population.
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Analysts at brokerages across Wall Street often remind clients of their opinions on the equities under their coverage, applauding those with improved performance and critiquing those with riskier outlooks.
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To help generate that interest, brokerages have been engaged in an unprecedented marketing campaign, including what are believed to be Japan's first TV ads for a private firm's IPO.
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A number of brokerages had said they expected roughly no change in non-interest expenses and the company's shares fell 2.4 percent in low volume trading before the bell.
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Nearly two-thirds of the IPO shares will be allocated for distribution by global brokerages, with the remainder to be sold through local brokers, according to the offering prospectus.
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Many brokerages also structure wealth management products as a channel for hidden bank lending, in addition to the more traditional business of facilitating share trades and investment banking services.
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Depressed trading on the Shanghai and Shenzhen markets has prompted some brokerages to compete in cutting commissions, and staff benefits have been scaled back to keep costs in check.
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In November, Reuters reported that Mexican banking regulators had been performing extraordinary daily checks on the health of banks and brokerages since Donald Trump clinched the U.S. presidential election.
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Boeing shares shed 4.2% as several brokerages downgraded their ratings on the stock following reports that call into question the timing of the 28.1 MAX jet's return to service.
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Unlike U.S. and British brokerages, many of China's top securities firms are government owned, and prefer to cut costs by scaling back on benefits rather than by shedding jobs.
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Wells has traditionally offered less compensation than the other three big Wall Street brokerages, so the increase puts it at or near what its competitors had offered until recently.
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The price war between major U.S. brokerages heated up Tuesday after Charles Schwab and Fidelity both announced they would expand commission-free trading to hundreds more exchange-traded funds.
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At online brokerages such as Monex, in contrast, the separation of assets is strictly enforced, with customers' cash and stocks kept at third-party custodians such as trust banks.
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SHANGHAI (Reuters) - Citic Securities, one of China's largest brokerages, has elected as its new chairman a senior executive of its ultimate parent Citic Group, the company said on Tuesday.
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"What we're trying to determine is if credit institutions, brokerages or investment companies stopped competing or eased competition by exchanging information or manipulating prices or market demand," he added.
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CyberAgent dived 7.1 percent as investors had expected that the stock would be added to the index after some brokerages hinted in their reports that CyberAgent would be included.
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Financial shares led gains, with brokerages surging as much as 6 percent at one point on expectations they will be the biggest beneficiary of a strong stock market recovery.
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Chinese financial stocks gained, with brokerages Citic Securities, Huatai Securities and Founder Securities seeing gains between 2.84 and 3.25 percent, while major banks closed up over 1 percent each.
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Punjab National Bank lost as much as 8.4 percent as the fourth largest state-run lender reported a 93 percent slump in profits and brokerages took a grim view.
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The commissions fell even though the BlackRock fund routed roughly the same level of transactions to brokerages in exchange for access to their research notes and other related services.
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In a sign of increasing confidence among mainland investors, outstanding margin loans - money investors borrowed from brokerages to buy stocks - rose for three days in a row on Wednesday.
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But regardless of whether the repurchase agreements were forged or not, the scandal points to more trouble brewing among the hundreds of other brokerages, trust companies and asset managers.
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Analysts from several brokerages expressed relief that there were no signs in Zuckerberg's first public comments on the row of a more fundamental shift in the company's revenue model.
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Instead of relying on existing online health insurance brokerages and letting a crop of new market entrants compete to sign people up for ObamaCare policies, the administration established HealthCare.
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Citi analysts said in a report that they expect brokerages' ROE (return on equity) to bottom in 2016 as the impact from the stock market crash gradually gets digested.
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The changes apply to institutional investors and agencies, such as funds and brokerages, under the supervision of the Securities and Exchange Commission, the central bank said in a statement.
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In particular, brokerages and market makers are upset with the cost that leading exchanges charge for access to the lucrative data feeds that are used to monitor stock prices.
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The cuts are likely to drive consolidation as small- and medium-sized brokerages struggle with the loss of research income and falling commission fees amid growing competition, experts say.
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Depressed trading on the Shanghai and Shenzhen markets has prompted some brokerages to compete in cutting commissions and staff benefits have been scaled back to keep costs in check.
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The industry has fought the proposal since it was first proposed in 2010, saying strict rules could limit advice to small investors because fewer brokerages would offer them services.
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In December, MOEX also signed an agreement with CITIC Securities and Galaxy Securities to see the Chinese brokerages provide access for their clients to Russian securities traded in Moscow.
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CyberAgent dived 6.0 percent as investors had expected that the stock would be added to the index after some brokerages hinted in their reports that CyberAgent would be included.
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BMW's earnings before interest and taxes (EBIT) fell to 2.74 billion euros ($3.19 billion), slightly above the 2.69 billion euros forecast in a Reuters poll of banks and brokerages.
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Three brokerages scrambled to raise their price targets this week, with Pivotal Research raising its target by $100 to $400, while UBS raised its target by $50 to $345.
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The coronavirus has snarled many spring home-buying plans, as apartment buildings ban open houses, real estate agents shutter brokerages and quarantines make it tough to even step outside.
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Brokerages' trading and wealth management business benefited from a boisterous stock market that saw its main index jumping roughly 14% from January lows on the back of monetary easing.
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Internal memos seen by Business Insider from two major New York brokerages, Compass and Warburg Realty, described the precautions they are taking, along with detailed tips for their agents.
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Currently, investors such as brokerages and fund houses are allowed to trade bond futures, but the market is off-limits to banks, the biggest holders of Chinese government bonds.
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A move by major brokerages this week to scrap trading fees could be a direct hit to Robinhood, the start-up that kicked off the trend six years ago.
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Check out the companies making headlines in midday trading: Netflix — Netflix fell 22.44% after two more Wall Street analysts joined a host of brokerages worried about new competitive pressures.
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It ranked 121st among the country's 125 brokerages by revenue in 2015, official data shows, but growth was respectable and the firm is looking to grow outside the mainland.
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FDIC and SIPC are synonymous with bank and securities brokerage failure, but there are no similar shields for customers of commodities brokerages, mutual fund companies, financial advisors and others.
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The Abu Dhabi Securities Exchange (ADX) said on Monday it had held meetings with brokerages in Abu Dhabi and Dubai ahead of the launch of a short-selling service.
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The social network may have forecast slowing revenue growth and higher investments next year, but it remains a strong long-term bet, according to an overwhelming majority of brokerages.
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But several Wall Street analysts who cover brokerages, insurers and mutual fund companies affected by the rule said it turned out to be much less onerous than initially feared.
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Bitcoin exchanges such as Bitfinex allow shorting of Bitcoins, and it is possible to short Bitcoin-linked exchange-traded notes on online brokerages like the Bitcoin Investment Trust, GBTC.
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Brokerages have pulled back on costly recruiting over the past year and are instead giving brokers incentives to bring on new clients and squeeze more assets from existing ones.
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Huatai, one of China's largest brokerages, is expected to make its London market debut on June 17, becoming the first company to trade via the London-Shanghai Stock Connect project.
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"Our value proposition is linking different sets of data that the current brokerages don't support," she said, adding it allowed investors to consolidate all available information and manage investment risks.
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Brokerages including JPMorgan, Sinolink and Shenwan Hongyuan predict around $17 billion of foreign money will flow into China stocks during MSCI's two-stage inclusion process, on June 2303 and Sept.
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Of the 31 brokerages covering Tesla, 10 have a "buy" or higher rating, 10 "hold" and 11 have a "sell" or lower rating and their median price target is $327.50.
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At least 13 brokerages raised their price targets for Amazon after it posted record profits, pointing to growth potential from increasing global Prime subscriptions and a market-leading cloud business.
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Xia Zhengzhou, an analyst at Kaiyuan Securities, said the ballooning in stock-collateralised loans had been driven by high share valuations and by brokerages looking to expand their revenue streams.
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Brokerages were unanimous in their praise of Facebook on Thursday morning, a day after the social media company reported second-quarter profit nearly 6% above estimates despite increased regulatory scrutiny.
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Tuesday's biggest decliners showed characteristics that have long worried regulators and which Webb highlighted in his report: high shareholding concentrations, unrealistic valuations, and complex relationships between companies and listed brokerages.
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Chinese brokerages are struggling to rekindle investor interest after a stock market crash in 2015, and some analysts have become cyber celebrities though their social media campaigns to encourage customers.
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Over the past week, the central bank and securities regulator have held meetings with brokerages and mutual fund houses, urging them to support each other rather than blindly blacklisting counterparties.
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If you're looking for SRI or ESG (environmental, social and corporate governance) funds you can invest in them through all of the major brokerages, like Fidelity, Vanguard, Charles Schwab, etc.
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Tesla rose 5.9 percent after brokerages Baird and Bernstein said the electric carmaker was on track to be profitable and cash flow positive in the second half of the year.
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Japan's largest bourse said regular trade will resume on Wednesday and it was not considering compensating affected brokerages since they were able to execute trades by switching to working channels.
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The share repurchases will be handled by the brokerages of BTG Pactual CTVM and Santander Corretora de Câmbio e Valores Mobiliários SA. Reporting by Stephen Eisenhammer; Editing by Lisa Shumaker
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Chinese brokerages saw sharp gains, closing up over 9 percent on average, with Founder Securities gaining 10 percent, Citic Securities adding 10 percent and Haitong Securities higher by 9.84 percent.
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But some of the smaller banks and brokerages making up the 22-member primary dealer system may consider bailing out if the costs of holding JGBs becomes unbearable, analysts say.
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The Justice Department inquiry appears aimed at a pillar of the market's structure: the strategy whereby market-making wholesalers such as Citadel pay retail brokerages for their clients' order flow.
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The China Securities Regulatory Commission (CSRC) summoned more than 200 fund houses, brokerages and insurers to a meeting in Beijing on Thursday, an article posted on the paper's website said.
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Mainland brokerages and banks slipped in late-afternoon trade, with Citic Securities sliding by 4.17 percent, Bank of China falling 1.15 percent and China Construction Bank closing down 1.18 percent.
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According to the latest available data, Mr. Jia has pledged 97 percent of his shares in LeEco's main publicly traded arm, Leshi Internet, to back loans primarily from securities brokerages.
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Here I should disclose a conflict: several brokerages make my columns available to clients on their websites as part of feeds of news and analysis the firms purchase from Reuters.
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Li said he is cautiously optimistic for Chinese brokerages next year due to strong growth momentum in the direct financing market, mergers and acquisitions, asset securitisation and investment banking business.
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SHANGHAI (Reuters) - China's securities association has asked brokerages not to provide finance based on over-the-counter (OTC) stock pledges, according to two people with direct knowledge of the matter.
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This month, bitcoin futures trading began on the CME and Cboe, bringing a layer of government regulation over the contracts, and a number of brokerages into the digital currency business.
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He had been arrested earlier on Tuesday, as was Sang Woo, 35, who prosecutors said participated in the scheme while working at two New York real estate brokerages with Bahn.
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Payment for order flow from high-speed-trading firms, as well as spreads on cash accounts and margin lending, are some of the other ways brokerages can still make money.
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And with profit margins thinning while commissions disappear from sight, analysts are renewing talk of consolidation among discount brokerages — some of which are also looking to beef up financial advice.
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Tesla rose 5.7 percent after brokerages Baird and Bernstein said the electric carmaker was on track to be profitable and cash flow positive in the second half of the year.
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VTS, a commercial leasing and asset management platform for landlords and brokerages, today announced that it has raised a $55 million Series C funding round led by Insight Venture Partners.
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At least 247 brokerages raised their price targets on Alphabet's stock, which now has a median price target of $221 - indicating a 232 percent upside to the stock's Thursday close.
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The rule has wide-ranging implications but one aspect that has broker-dealers worried is that brokerages that facilitate trading in listed options would now be held to fiduciary standards.
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The report also found large Long Island real-estate brokerages "help solidify racial separations," directing white prospective homebuyers toward largely white areas and minority clients toward more racially integrated ones.
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That, and a rush by brokerages to secure dollar funding out of concern about future cash flow, has led to a scramble for dollar financing in Asia's fourth largest economy.
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Companies in the capital markets sector such as brokerages saw short selling increase to the tune of $3.2 billion while investors increased short exposure to banks by about $2.6 billion.
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Huatai Securities Co Ltd, one of China's largest brokerages, makes its London market debut on June 17, becoming the first company to trade via the London-Shanghai Stock Connect project.
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The suit claimed that the company buried Zestimates for listings by brokerages that have a relationship with Zillow, while other listings had a Zestimate displayed prominently below the asking price.
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The coronavirus is spreading through New York City, with new diagnoses by the hour, and real-estate brokerages are prepping their agents and bracing for its inevitable impact on business.
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According to the latest available data, Mr. Jia has pledged 97 percent of his shares in LeEco's main publicly traded arm, Leshi Internet, to back loans primarily from securities brokerages.
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Cutting costs and fees: Last year, a wave of incumbent brokerages slashed fees for their services to better compete with startups in the space, like commission-free trading platform Robinhood.
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Daimler's group earnings before interest and taxes rose to 3.74 billion euros in the second-quarter, below the 3.807 billion euros seen in a Reuters poll of banks and brokerages.
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Gold's plunge in recent months has led banks and brokerages to downgrade their average gold price forecasts for this year and next, according to a Reuters poll published on Monday.
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FINRA, which regulates brokerages and securities dealers, told congressional staff that it had received dismissal documents known as Form U5s for more than 600 of those fired Wells Fargo employees.
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"We have active investors who are moving their trading over from other brokerages where they have paid thousands to tens of thousands of dollars in trading commissions," Mr. Tenev said.
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BÉZIERS, France — On a late evening in March, a group of winegrowers wearing black balaclavas forced their way into one of France's largest wine brokerages and ignited three Molotov cocktails.
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Despite Kelman's unique exuberance when envisioning the company's future, Redfin still has a tiny market share compared with other brokerages, like The Long and Foster Companies and HomeServices of America.
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But after talks last week with Russian brokerages and two market lobby groups, it agreed to introduce a test instead, the bank's first deputy governor Sergey Shvetsov said on Tuesday.
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Analysts said Merrill Lynch's trading pattern was not that different from other stock brokerages and that its high-frequency trading or algorithm-driven trading probably would not constitute unfair trading.
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While they&aposre still technically brokerages, they are asset-light, brand-free, and tout their ability to turn a real estate agent or agent team into its own small business.
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Shares of discount brokerages Charles Schwab and TD Ameritrade surged 7% and 17%, respectively, after a source told CNBC's Becky Quick that Schwab was in talks to buy its competitor.
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President Trump's former chief strategist Stephen Bannon will address investors at an event put on by one of the largest Chinese government-owned brokerages, according to a report from Bloomberg.
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Big brokerages must also be careful not to alienate those just below the top wealth bracket, who produce leaner margins, but represent a bigger chunk of the business, analysts say.
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Toronto-Dominion Bank and TD Ameritrade are buying Scottrade Financial Services for $21.7 billion in a deal that would combine two of the biggest U.S. discount brokerages, the companies said.
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Brokerages that list homes usually also have buyers' agents, and seller's agents themselves often serve househunters, so they have an incentive to offer high commissions to the buy side as well.
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After China's stock market turmoil last summer, the country's regulators launched a wide-ranging crackdown on perceived causes of the crash, which included probes into brokerages for suspected illegal trading practices.
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Indicated 0.2 percent higher A U.S. judge expressed concern on Monday about whether a series of lawsuits accusing various banks and brokerages of conspiring to manipulate Treasury auctions could avoid dismissal.
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Of the 31 brokerages covering the stock, 12 rate it "buy" or higher, seven have a "hold" rating while the rest have a "sell" or below rating, according to Refinitiv data.
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In recent weeks, funds have been unloading long speculative positions, reducing bets on higher prices, while brokerages including Goldman Sachs and Societe Generale have cut their 2017 forecasts for crude prices.
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No other Chinese brokerages and financial institutions collaborating with UBS have cut ties, but some in the Chinese financial community have expressed their displeasure and have rejected an apology from UBS.
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The financial services industry is among the most vulnerable to cyber crime because of the massive amount of money and valuable data that banks, brokerages and investment firms process each day.
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There are currently eight Chinese brokerages licensed to issue CDS: Citic Securities, China Securities , China International Capital Corp, Huatai Securities, Haitong Securities, China Merchants Securities, GF Securities and Guotai Junan Securities.
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The so-called fiduciary rule, which takes effect in April, is aimed at forcing brokerages to put their clients' interests first by eliminating any conflict of interest created by brokers' commissions.
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Hong Kong police have struggled to deal with digital pump-and-dump schemes targeting brokerages - a little-known type of computer-generated fraud that surged in the Chinese territory last year.
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Both examples highlight increasing distrust in China's interbank market as smaller banks, asset managers and brokerages find their creditworthiness questioned in the wake of the takeover of Inner Mongolia-based Baoshang.
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"Brokerages, which help connect businesses looking for coverage with insurers, have been aggressively merging to diversify, boost commissions and serve customers who increasingly want to deal with fewer intermediaries," per Bloomberg.
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That's prompted China's central bank to call on large banks and brokerages to provide emergency funding to small securities firms since they are unable to directly access the PBOC's lending facilities.
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Banks and brokerages have cut their average gold price forecasts for this year and 2019, but they still expect prices to stage a modest recovery, a Reuters poll showed on Monday.
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Not all brokerages sell their orders, but they still send them to market makers hoping to get a better price than publicly available and to access the rich retail order flow.
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It ranked a lowly 121st among the country's 125 brokerages by revenue in 2015, official data shows, but growth was respectable and the firm is looking to grow outside the mainland.
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Global investigations into the fixing of interest rate benchmarks have so far culminated in banks and brokerages paying about $9 billion in regulatory settlements, and more than 30 individuals being charged.
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On Wednesday, Samsung Heavy Industries announced its second rights offering in two years and forecast a fourth straight year of operating losses, prompting brokerages to cut target prices for the shipbuilder.
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HONG KONG, Sept 21 (Reuters) - Hong Kong securities regulator said on Wednesday it was investigating licensed brokerages and expected to lodge cases against some for inadequate internal anti-money laundering controls.
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Gap Inc rose 4.113 percent after several Wall Street brokerages took positively to Chief Executive Arthur Peck's more aggressive plan to close underperforming stores, which is expected to eliminate significant losses.
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NEW YORK (Reuters) - As century-old Wall Street brokerages have agonized over the fate of a major U.S. regulation on retirement advice, younger Silicon Valley counterparts have coolly shrugged their shoulders.
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Banks remained a key focus for investors Tuesday, with Standard Chartered being the worst performer, falling more than 5 percent after several brokerages cut their target prices following a recent rally.
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The proposed dividend was up 6.6 percent from the previous year's 6.85 euros per share but below the average expectation for 7.35 euros in a Reuters poll of banks and brokerages.
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Japanese investment banks and brokerages are betting on the U.S. as domestic companies strive to escape a shrinking population and tepid growth at home by expanding in the world's largest economy.
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Financing has become especially difficult for small banks, as well as brokerages and fund houses, due to demand for higher credit ratings and higher-quality collateral in the interbank lending market.
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Quarterly net profit of 974 million euros was down 9 percent from a year earlier, but above the highest forecast of 590 million in a Reuters poll of banks and brokerages.
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Business Insider talked with executives at companies ranging from short-term-rental firms to commercial real-estate brokerages about the ways data will change how real-estate professionals do their jobs.
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Fourth-quarter adjusted earnings before interest and tax (EBIT) rose 3.5 percent to 1.33 billion euros, matching a 1.32 billion-euro consensus forecast in a Reuters poll of banks and brokerages.
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Gap Inc rose 5.3 percent after several Wall Street brokerages took positively to Chief Executive Arthur Peck's more aggressive plan to close underperforming stores, which is expected to eliminate significant losses.
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While most brokerages offer some way to review your account holdings and sort by fee, the best way I've found to do it is with Personal Capital's free retirement fee analyzer.
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In recent weeks, funds have been unloading long speculative positions, reducing bets on higher prices while brokerages including Goldman Sachs and Societe Generale have cut their 2017 forecasts for crude prices.
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Instead of offering free reports and advice in exchange for some minimum amount of trading business, as they do now, brokerages will have to charge separately for research products and services.
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In recent weeks, funds have been unloading long speculative positions, reducing bets on higher prices while brokerages including Goldman Sachs and Barclays have cut their forecasts for crude prices for 2017.
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Outstanding margin financing business at brokerages has been climbing steadily this month, while investors have also been borrowing money in the grey market to buy equities, drawing the attention of regulators.
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Executives of stock markets and brokerages gathered at a meeting of the African Securities Exchange's Association (ASEA) in Rwanda this week said introduction of additional investment products would help curb outflows.
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Foreign investors are currently allowed to hold a maximum 49 percent stake in mainland mutual fund and securities brokerages, while they can hold up to 50 percent of life insurance companies.
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Nomura is ready to serve wealthy Chinese as soon as the world's second-largest economy allows foreign financial institutions to open securities brokerages, the chief executive of Nomura said in December.
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SEOUL, March 18 (Reuters) - South Korea's central bank said on Wednesday it would hold a repo auction for 1 trillion won ($793.5 million) on Thursday to add fresh capital into brokerages.
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But it is common for prospective tenants to find apartments through online listing sites, like StreetEasy and Craigslist, or through word of mouth rather than by contacting individual landlords or brokerages.
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In the latest effort by Beijing to reduce risks in the financial system, China's central bank published rules on Friday to restrict the issuance of short-term financing notes by brokerages.
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The industry self-regulator warned its members that their customers can't sign away their FINRA arbitration rights in forum selection clauses – and insisted that banks and brokerages shouldn't ask them to.
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First-half adjusted EBITDA on a group level rose 7 percent to 3.21 billion euros, in line with the 3.19 billion average forecast in a Reuters poll of banks and brokerages.
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Although local brokerages are also involved in short selling and high-frequency trading, retail investors in South Korea tend to look to international banks as being more active in the market.
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The experts who spoke to Business Insider largely predicted that there will be fewer agents, lower commissions, and more services like title and mortgage brought directly to the transaction by brokerages.
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First-quarter adjusted earnings before interest and tax (EBIT) fell 22 percent to 964 million euros, lower than the 976 million euros ($1.10 billion) average Reuters poll of banks and brokerages.
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Samsung Securities, one of South Korea's biggest brokerages, issued the shares in error when it was supposed to pay dividends worth 2.8 billion won to employees under a stock ownership plan.
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Gap Inc rose 4.7 percent after several Wall Street brokerages took positively to Chief Executive Arthur Peck's more aggressive plan to close underperforming stores, which is expected to eliminate significant losses.
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NEW YORK, Aug 22 (Reuters) - A U.S. judge expressed concern on Monday about whether a series of lawsuits accusing various banks and brokerages of conspiring to manipulate Treasury auctions could avoid dismissal.
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In the official margin financing market, in which stock investors borrow money from brokerages, outstanding loans have jumped nearly 30 percent since the end of January to 0003 billion yuan ($136.08 billion).
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For the same reasons, the Treasury Department should adopt pending regulations that would require banks, brokerages and other financial firms to know who owns the limited liability companies whose accounts they manage.
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In a letter this year, Mexico's tax authority SAT asked banking regulators to compel banks and brokerages to provide a list of clients who made transactions or investments in over 100 jurisdictions.
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Some of Wall Street's largest brokerages have already leveled the commissions charged on certain investment tools, in an effort to eliminate any unintended incentive for advisers to select one fund over another.
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U.S. and European regulators have so far handed down billion-dollar fines to more than 10 banks and brokerages for rigging the London interbank offered rate (Libor) and its euro cousin Euribor.
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The warning triggered several ratings downgrades from brokerages and knocked shares in peers such as Bayer, Covestro, Evonik and Wacker Chemie while pushing both Europe's chemicals and auto indexes over 1% lower.
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Huatai, one of China's largest brokerages, is expected to make its London market debut on June 213, becoming the first company to trade via the long-awaited London-Shanghai stock connect project.
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The Shanghai Futures Exchange is set to launch a Singapore office on June 5, and industry experts expect China brokerages to follow suit as they seek to build a global commodities footprint.
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In addition to financial firms getting sanctioned for lack of effective oversight, brokers themselves also can be fined, suspended from working with brokerages for a certain period of time, or banned entirely.
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According to estimates published by Morgan Stanley in July, pledged loans extended by Chinese brokerages are worth more than their net capital, compared to 16 percent of that number five years ago.
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SEOUL, April 12 (Reuters) - South Korean chat app operator Kakao Corp said it will issue 250 billion won ($218.98 million) worth of convertible bonds via a private placement to two local brokerages.
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Insurance brokerages also produce consistent cash flows, which private equity firms like, although stagnating premium growth among insurers, which feeds through into commission payments to brokers, is a challenge facing the sector.
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Insurance brokerages also produce consistent cash flows, which private equity firms like, although stagnating premium growth among insurers, which feeds through into commission payments to brokers, is a challenge facing the sector.
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The bank reported a bigger-than-expected 91% drop in quarterly profit on Wednesday as provisions surged, prompting brokerages including Jefferies and JP Morgan to slash their price targets on the stock.
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In fact, the broad category of that Wall Street calls "financials" — banks, insurers, brokerages and the like — likely saw earnings growth of nearly 15 percent in the first quarter, according to FactSet.
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On the call, he devoted 23 minutes to 25-year-old Tesla investor, Galileo Russell, who runs HyperChange TV. At least three brokerages cut price targets on the stock following the call.
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The regulations are seen weighing heaviest on smaller banks and brokerages - whose shares have been hit - although the reaction from trusts suggests they may merely shift some risk rather than eliminating it.
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At present, individuals who break the rules can be sacked or disbarred from the industry, while brokerages can be fined or slapped with punishments such as business improvement orders, the JSDA said.
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In the official margin financing market, in which stock investors borrow money from brokerages, outstanding loans have jumped nearly 30 percent since the end of January to 1.53 billion yuan ($136.08 billion).
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"Get some start-up to buy them and put 12 people in them and work," said Fred Glick, a real estate veteran who is currently CEO of brokerages Arrivva and U.S. Spaces.
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On the other hand, automakers, banks and brokerages, which produce high dividend yields, underperformed as about 160 points were cut from the Nikkei by the ex-dividend price adjustment, market participants said.
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"Brokerages compete pretty significantly to provide cheapest execution on stock trading, but it's not the same in the bond market," said Micah Hauptman, financial services counsel at the Consumer Federation of America.
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A new report from Sperling's Best Places compiles speculation from media outlets, research firms, and brokerages into a definitive ranking of the metropolitan areas most likely to be graced with Amazon's presence.
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Analysts from major Wall Street brokerages have also cast doubts on the company's liquidity since and slashed their target prices for the stock, spurring more sales of the U.S. industrial conglomerate's shares.
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RE/Max, like other brokerages, is racing to keep up with Compass, which has grown from roughly 2,000 agents at the beginning of 2018 to 15,000 by the end of last year.
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At least six brokerages have cut their price targets and two have downgraded the stock to "sell"' or equivalent this month, after Tesla's fourth-quarter Model 3 deliveries fell short of expectations.
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The company faces challenges that are a reminder of the early days of now-mainstream online brokerages, which suffered through untimely outages and harsh criticism from traditional finance companies and government regulators.
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Analysts from 10 Ukrainian banks and brokerages expect the central bank to cut the main rate to 15.0 percent by the end of 2016 and saw inflation at 13.7 percent in December.
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Vytautas Parfionovas allegedly worked with co-conspirators to trick day traders, and their financial advisors into liquidating securities, wiring cash from brokerages, and establishing new, fraudulent trading accounts under the victims' names.
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For decades, the 23 percent commission for real estate agents has been pretty standard, but then came 2200 percent and 1 percent offers from new brokerages, and now, just a flat fee.
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The securities sector sub-index, which was up 1.3 percent at the midday break on hopes that market support from regulators would benefit brokerages, also ended the day lower, falling 0.19 percent.
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The projection makes Morgan Stanley one of the two most-bearish brokerages tracked by CNBC: The median S&P 12.33 strategist target for year-end 2020 is 3,325, 5.9% above Friday's close.
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Individual clients and member companies of the DCE, excluding futures brokerages, will be allowed to hold up to 40,20193 lots of iron ore contracts if total position the contracts is below 400,000.
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"On the heels of all the zero-commission announcements, this was the inevitable next shoe to drop," said Bill Capuzzi, CEO of Apex Clearing, a custodian firm that holds securities for brokerages.
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The FSCO said it found that Duggal and Mohammad had broken rules relating to the Mortgage Brokerages, Lenders and Administrators Act, which prohibits mortgage brokers from providing false information in mortgage applications.
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NEW YORK (Reuters) - Big U.S. brokerages are redefining the term "wealthy" in their pursuit of ever-richer clients to prop up margins eroded by historically low interest rates and growing regulatory burdens.
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He said they amounted to this: The fees charged by brokerages, fund companies and advisers were sapping the returns of millions of hard-working people who were trying to save for retirement.
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The latest standoff, which took place outside skyscrapers full of banks and brokerages, evokes the "Umbrella movement" which blocked a highway in central Hong Kong for more than two months in 2014.
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At least four brokerages raised their price target on the stock, with Telsey making the most bullish move by raising its price by $6 to $40, well above the median of $30.
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His move comes at a time when investment banks are slashing their equity research business, thanks to new rules by European regulators that require brokerages to charge separately for research products and services.
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Nomura and other brokerages, which generate much of their revenues from securities trading, are increasingly looking to more stable income streams in an effort to reduce their exposure to volatility in financial markets.
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Credit Suisse spokeswoman Karina Byrne the lawsuit had no merit and that it is "standard industry practice" for Wells Fargo and other brokerages to pay the deferred compensation at issue to new hires.
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By the opening bell, at least 11 brokerages whose investment arms underwrote the deal, including Jefferies, JP Morgan and Piper Jaffray, had initiated coverage of Lyft with "buy" or equivalent to "buy" ratings.
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As many as 25 brokerages cut their price targets on the stock, with many saying higher costs to keep its one-day delivery Prime members happy played a big part in weaker profits.
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"Most of these PBM coalitions that are sponsored by consulting brokerages are just crap," said a source who has worked on pharmacy benefits for more than 20 years and has audited coalition contracts.
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The government should strengthen macro prudential management and set up a more mature and effective risk management system for brokerages, to boost their ability to cope with risks in extreme situations, it added.
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BEIJING (Reuters) - China's securities regulator said on Friday that overseas shareholders of futures brokerages must be reputable institutions with outstanding performance, as it prepares to open up the sector to majority foreign ownership.
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On top of the FATCA requirements, increased U.S. enforcement of existing know-your-client rules has led to higher compliance hurdles that some U.S. banks and brokerages have simply chosen not to face.
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Brokerages ranking high in this area include Haitong Securities, which has said it had stock-collateralised loans of 140.6 billion yuan at the end of last year, and is looking to do more.
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That's why renters know that they have to pay an exorbitant amount of money," the CEO of real estate brokerages Arriva and U S Spaces said in an interview with CNBC's "Closing Bell.
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According to the SEC, the analysts, both Virginia residents when they worked for Capital One used the information to trade in accounts at numerous brokerages ahead of quarterly sales announcements by the companies.
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Munich Re reported quarterly net profit of 974 million euros, down 9 percent from a year earlier but above the highest forecast of 590 million in a Reuters poll of banks and brokerages.
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Evidence also showed that the exchange's largest customers, identified as some 100 brokerages and high-speed trading firms, constrain data prices by routing or threatening to route their order flow elsewhere, she said.
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The inflation figure was down from 4.28% in May and in line with the median forecast of 10 banks, analysts and brokerages, which saw annual inflation of 3.95% through the end of June.
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Some of China's brokerages have reported that their preliminary net profit growth for 2015 more than doubled from the previous year, demonstrating they were able to negotiate the months-long stock market turmoil.
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The Securities Association of China (SAC) said in a notice dated May 30 that brokerages, their subsidiaries and any asset plans they are managing must not provide finance using OTC stock as collateral.
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There are no industry-wide data but the Financial Industry Regulatory Authority, which oversees U.S. brokerages, said women accounted for about 28 percent of individuals registered with it at the end of 2017.
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Casady's remarks contrast with the views of the Securities Industry and Financial Markets Association (SIFMA), which represents the largest U.S. brokerages, and other Wall Street-affiliated groups, including the U.S. Chamber Of Commerce.
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Tellingly, shares of brokerages and property firms - formerly darlings of Abe's reflation policies - have returned to levels when BOJ Governor Haruhiko Kuroda set in motion a burst of massive stimulus in April 2013.
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The CEO of the Securities Investor Protection Corporation, a nonprofit membership corporation that insures stock brokerages, tells TechCrunch its insurance would not apply to checking and savings accounts the way Robinhood originally claimed.
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NEW YORK (Reuters) - Financial advisers across Wall Street's biggest brokerages have fretted over their professional futures in recent years as their firms worked to develop "robo" services for millennial and tech-savvy clients.
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The move marks the central bank's next step in bolstering the competitiveness of brokerages since it allowed the sector to handle foreign exchange business in 2013, the central bank said in a statement.
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As Curbed reported, other brokerages like New York-based Ideal Properties Group and Brown Harris Stevens are also encouraging brokers to offer virtual tours or private showings instead of hosting traditional open houses.
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China Securities Regulatory Commission (CSRC) has been clamping down on breaches, including fining four brokerages in September for failing to collect information about the identities of clients who traded stocks through external systems.
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CAIRO, Nov 18 (Reuters) - Fifty-one brokerages have been granted a licence to offer short-selling on the Cairo bourse, a senior official at the Financial Regulatory Authority (FRA) told Reuters on Monday.
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Mr. Biondi worked at several Wall Street brokerages and set up a financial consulting firm before he went to work in 1972 for TelePrompTer, an early cable television franchise in New York City.
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Vigilante vignerons have raided the offices of two big wine distributors and dumped red wine into the streets, and a group of wine growers threw firebombs at one of France's largest wine brokerages.
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Whether it is through online brokerages, physical conferences or contracts obtained by companies based in Israel, Italy and other places, governments around the world have been spending big to obtain these hacking tools.
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After Silicon Valley start-up Robinhood offered stock trading for free in 2013, analysts predicted it was only a matter of time before the major brokerages were also forced to go to zero.
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A slew of big brokerages have wiped out commissions on online trading of US stocks and exchange-traded funds — and they may have cleared the way for giant gains for stocks next year.
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But the Reuters analysis of FINRA data found that the regulator did not expel the firm's chief executive in 58 percent of those cases, leaving him or her free to join other brokerages.
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The cost of raising U.S. dollars in South Korea through won-dollar swaps surged to a six-year high on Friday as demand for the world's reserve currency soared among brokerages in Seoul.
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The cost of raising U.S. dollars in South Korea through won-dollar swaps surged to a six-year high on Friday as demand for the world's reserve currency soared among brokerages in Seoul.
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BEIJING, July 5 (Reuters) - China will allow brokerages incurring major liquidity risks to apply for support from investor protection funds in an effort to strengthen risk management, the securities regulator said on Friday.
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On Wednesday, MOEX said that Rosneft and Alrosa had become the first Russian companies to trade forex via MOEX directly, a tool large companies got in addition to operations via commercial banks or brokerages.
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None of the Wall Street brokerages who cover the stock changed their recommendation on Uber, and the fall was almost equivalent to the 8% surge in the company's shares after Lyft's numbers on Thursday.
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Since the Chinese stock market tumbled more than 40 percent in summer last year, brokerages have faced a clampdown on margin financing, a temporary suspension of listings and regulator probes for allegedly illegal activities.
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Morgan Stanley has made wealth management a much bigger part of its business since the 2007-2009 financial crisis, when it agreed to acquire Smith Barney and create one of the largest U.S. brokerages.
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